Finding 50838 (2022-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-01-12
Audit: 49464
Organization: Carmel Unified School District (CA)

AI Summary

  • Core Issue: The District lacks adequate internal controls to verify that vendors are not suspended or debarred, which is a compliance requirement.
  • Impacted Requirements: Compliance with 2 CFR Part 200 regarding suspension and debarment of vendors.
  • Recommended Follow-Up: Implement procedures to ensure a thorough review process for vendor status to prevent future compliance issues.

Finding Text

Federal Agency: U.S. Department of Agriculture Federal Program Name: Child Nutrition Cluster Assistance Listing Number: 10.555 Pass-Through Agency: California Department of Education Award Period: July 1, 2021 through June 30, 2022 Type of Finding: ? Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: 2 CFR Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards requires compliance with the provisions of suspension and debarment. The District should have internal controls designed to ensure compliance with those provisions. Condition: During our testing, we noted the District did not have adequate internal controls designed to ensure vendors were not suspended or debarred for 2 out of the 5 vendors tested. Questioned costs: None as none of the vendors selected were suspended or debarred. Context: There were a total of 7 vendors with contracts equaling or exceeding $25,000. Cause: The District was unaware that vendors were not being reviewed to ensure they were not suspended or debarred. This was a result of turnover in the department. Effect: The auditor noted no instances of vendors identified as suspended or debarred; however, the lack of internal controls over these compliance requirements resulted in noncompliance. Repeat Finding: No. Recommendation: We recommend the District design procedures and controls to ensure an adequate review process is in place to determine vendors are not suspended or debarred.

Categories

Procurement, Suspension & Debarment Allowable Costs / Cost Principles School Nutrition Programs Significant Deficiency

Other Findings in this Audit

  • 48715 2022-001
    Significant Deficiency
  • 50837 2022-001
    Significant Deficiency
  • 625157 2022-001
    Significant Deficiency
  • 627279 2022-001
    Significant Deficiency
  • 627280 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.555 Seamless Summer Feeding Option (ssfo) $1.48M
84.425 Covid-19 Elementary and Secondary School Emergency Relief III (esser Iii) Fund $1.30M
84.027 Special Education - Idea Basic Local Assistance Entitlement $384,550
84.010 Title I - Basic Grants $375,505
84.425 Covid-19 Expanded Learning Opportunities (elo) Grant: Esser III State Reserve, Learning Loss $252,274
84.425 Covid-19 Expanded Learning Opportunities (elo) Grant Esser II State Reserve $224,496
93.323 Covid-19 Elc Covid Testing $153,948
84.425 Covid-19 Expanded Learning Opportunities (elo) Grant: Esser III State Reserve, Emergency Needs $146,345
84.367 Title II - Supporting Effective Instruction $63,490
84.425 Covid-19 Expanded Learning Opportunities (elo) Grant Geer II $51,524
10.555 Commodities $51,428
84.425 Covid-19 Elementary and Secondary School Emergency Relief II (esser Ii) Fund $49,784
93.575 Covid-19 Child Development: Coronavirus Response and Relief Supplemental Appropriations (crrsa) One-Time Stipend $13,781
84.048 Vocational Programs $13,496
84.027 Special Education - Idea Basic Local Assistance Private Schools $12,611
10.555 Meal Supplement $7,757
84.424 Title IV - Student Support and Academic Enrichment $5,263
84.173 Grants to States (idea, Part B) - Preschool Grants $2,863
84.173 Preschool Staff Development $40
84.425 Covid-19 Elementary and Secondary School Emergency Relief (esser) Fund $14