Finding 508260 (2024-001)

Material Weakness
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2024-11-18

AI Summary

  • Core Issue: There are inadequate internal controls over revenue recognition, leading to a material weakness in financial reporting.
  • Impacted Requirements: Revenue from conditional grants should be recognized when expenditures occur, not when invoiced.
  • Recommended Follow-Up: Management needs to analyze revenue recognition at fiscal year-end and implement stronger oversight to prevent future issues.

Finding Text

Item # 2024-01 Inadequate Internal Controls over the recognition of revenue (Material Weakness in Internal Control over Financial Reporting) Criteria: Under U.S. Generally Accepted Accounting Standards, revenue for conditional, cost reimbursement grants is recognized when the related expenditures are incurred. Condition: Based on the results of our audit testing, we noted two material grant billings that were not recorded in the period the expenditures were incurred and were instead recorded when invoiced. Cause: Internal controls failed to detect misstatements in revenue during the year June 30, 2024. Effect: The effect of the condition was an adjustment to increase revenue (and the related by receivable) by $372,638, which was recorded in the June 30, 2024 consolidated financial statements. Auditor’s Recommendation: Management should perform a thorough analysis of revenue around fiscal year end to ensure revenue is recorded properly. Views of Responsible Officials and Planned Corrective Actions: Management understands that additional oversight and review of revenue recognition is necessary. Controls will be put into place to prevent revenue recognition issues

Corrective Action Plan

Item # 2024-01 Inadequate Internal controls over the recognition of revenue (Material Weakness in Internal Control over Financial Reporting) Criteria: Under U.S. Generally Accepted Accounting Standards, revenue for conditional, cost reimbursement grants is recognized when the related expenditures are incurred. Condition: Based on the results of our audit testing, we noted two material grant billings that were not recorded in the period the expenditures were incurred and were instead recorded when invoiced. Cause: Internal controls failed to detect misstatements in revenue during the year June 30, 2024. Effect: The effect of the condition was an adjustment to increase revenue (and the related by receivable) by $372,638, which was recorded in the June 30, 2024 consolidated financial statements. Auditor’s Recommendation: Management should perform a thorough analysis of revenue around fiscal year end to ensure revenue is recorded properly. Views of Responsible Officials and Planned Corrective Actions: Management understands that additional oversight and review of revenue recognition is necessary. Controls will be put into place to prevent revenue recognition issues.

Categories

Internal Control / Segregation of Duties Cash Management Material Weakness Reporting

Other Findings in this Audit

  • 508261 2024-002
    Significant Deficiency Repeat
  • 1084702 2024-001
    Material Weakness
  • 1084703 2024-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.268 Immunization Cooperative Agreements $1.99M