Finding 508203 (2024-001)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2024-11-18
Audit: 328667
Organization: Vertus Charter School (NY)

AI Summary

  • Core Issue: The Charter School inaccurately reported expenditures for the Education Stabilization Fund Annual Reporting due to using the wrong accounting basis.
  • Impacted Requirements: Compliance with NYSED reporting guidelines, specifically the accurate reporting of ESSER fund expenditures and supported positions.
  • Recommended Follow-Up: Review NYSED Grants Finance reports to verify reimbursement payments and ensure alignment with the Education Stabilization Fund Annual Reporting.

Finding Text

Finding 2024-001 Identification of the Federal Program U.S. Department of Education: AL 84.425U ARP ESSER – American Rescue Plan - Elementary and Secondary School Emergency Relief Fund Passed through New York State Education Department – applicable to all above grant funds passed through as shown on the Schedule of Federal Expenditures Compliance Requirement: Reporting Criteria The Charter School is required to submit an annual report to New York State Education Department - the Education Stabilization Fund Annual Reporting - to provide required information which is then utilized by NYSED to complete the U.S. Department of Education ESF – ESSER Recipient Data Collection Form. A critical component of this report is the accurate reporting of the Charter School’s number of positions supported with ESSER funds and expenditures by ESSER subgrant and accounting object for the period from July 1, 2022, to June 30, 2023, and was required to be filed by February 15, 2024. In accordance with the instructions for completing the form, expenditures are defined as the reimbursement payments received by the Charter School during the reporting period. Statement of condition and cause During our audit, we noted the Charter School inaccurately reported expenditures on the Education Stabilization Fund Annual Reporting for period from July 1, 2022 to June 30, 2023 as a result of utilizing a different basis of accounting to determine expenditures, rather than the amount of reimbursement payments received. Management’s internal controls over compliance with respect to this report did not allow management to detect and correct the error on a timely basis. Effect As a result of utilizing the incorrect reporting basis, the information reported to the pass-through entity (NYSED) on the Education Stabilization Fund Annual Reporting was incorrect. This could lead to errors in the amounts ultimately reported to the U.S. Department of Education by NYSED. Questioned Costs N/A Repeat Finding No Recommendation We recommend the Charter School review the NYSED Grants Finance reports via the NYSED website to determine the reimbursement payments received during the applicable reporting period and agree the amounts per the website to the total amounts shown in the Education Stabilization Fund Annual Reporting. This will ensure thatthe information is shown in accordance with the instructions for the NYSED report and the related U.S. Department of Education requirements. Management response See Corrective Action Plan attached.

Corrective Action Plan

Finding Reference Number: 84.425U ARP ESSER Description of Finding: Vertus Charter School was required to submit the Education Stabilization Fund Annual Reporting to New York State Education Department. It was found that Vertus Charter completed the reporting based on cash expenditures made during the required period of July 1, 2022, to June 30, 2023, and not based on the cash expenditures related to cash received during the stated required reporting period. Statement of Concurrence or Nonconcurrence: Vertus Charter School agrees with the audit finding. Corrective Action: Immediate Actions Taken: 1. Upon identification of the issue, the organization immediately reviewed the instructions to complete the Education Stabilization Fund Annual Reporting and compared it to the report submitted to identify the discrepancy. 2. The organization will determine appropriate steps to correct the report and/or other actions based on guidance provided by New York State Education Department. Root Cause Analysis: The reporting error occurred because there was a misinterpretation of the reporting methodology required to file the ESF Annual Report. Instead, the organization used the reporting methodology required to file the Annual ESSA Financial Transparency Report – Charter School Actual Expenditures, whereby the actual cash expenditures made during the reporting period are reported, vs. reporting expenditures made using the cash received under the program during the reporting period. Planned Actions to Prevent Recurrence: 1. Training for Staff: a. All staff responsible for preparing and submitting financial reports will undergo mandatory training on federal reporting requirements. Responsible Party: Outsourced Chief Financial Officer Timeline: Complete by January 15, 2025 2. Revised Reporting Procedures: a. The organization will ensure that information reported in the ESF Annual Report is based on the correct accounting methodology in accordance with instructions from the New York State Education Department and the U.S. Department of Education requirements. Responsible Party: Outsourced Chief Financial Officer Timeline: Effective immediately Name of Contact Person: Julie Locey, Chief Education Officer, 585-747-8911. jlocey@vertusschool.org Projected Completion Date: All corrective actions will be completed by February 15, 2025. If there are any questions regarding this Plan, please call me at 585-747-8911.

Categories

Subrecipient Monitoring Cash Management Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1084645 2024-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $555,528
84.010 Title I Grants to Local Educational Agencies $208,426
84.367 Improving Teacher Quality State Grants $20,828
84.424 Student Support and Academic Enrichment Program $16,991
32.009 Emergency Connectivity Fund Program $10,278