Finding 504789 (2023-002)

-
Requirement
ABL
Questioned Costs
$1
Year
2023
Accepted
2024-11-06
Audit: 327429
Auditor: Bonadio & CO LLP

AI Summary

  • Core Issue: Journal entries for federal programs were made without proper review and approval, leading to questioned costs of about $52,000.
  • Impacted Requirements: Federal guidelines require that all journal entries to federal awards be reviewed and approved by management.
  • Recommended Follow-Up: Ensure that all postings to federal programs are reviewed and approved by the appropriate management level, especially with the new finance team in place for 2024.

Finding Text

U.S. Department of Veterans Affairs Section 3 – Federal Award Findings and Questioned Costs Finding Number 2023-002 (Material Weakness)-Audit Period: January 1, 2023 through December 31, 2023 Condition: The Organization recorded several transactions through journal entries to federal programs without a documented review and approval. The questioned costs related to this issue total approximately $52,000. Criteria: Journal entries to federal awards should be reviewed and approved by the appropriate level of management. Cause: Journal entries are not documented as reviewed and approved routinely. Effect: Questioned costs attributed to the federal program. Recommendation: Postings to federal programs should be reviewed and approved by the appropriate level of management. Management’s Response: The Organization has incurred turnover in finance in recent years and a new team will be in place for the 2024 audit. The Organization will review postings to federal programs as part of its year end closing process.

Corrective Action Plan

Finding Number 2023-002- U.S. Department of Veterans Affairs 2023-002 – Material Weakness Corrective Action Plan: Corrective action plan for the year ended December 31, 2023. Condition: The Organization recorded several transactions through journal entries to federal programs without a documented review and approval. The questioned costs related to this issue total approximately $52,000. Recommendation: Postings to federal programs should be reviewed and approved by the appropriate level of management. Current Status: The Organization will review postings to the federal programs as part of its routine account reconciliation and annual close process.

Categories

Questioned Costs Material Weakness

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
64.024 Va Homeless Providers Grant and Per Diem Program $1.75M
93.558 Temporary Assistance for Needy Families $409,312
14.231 Emergency Solutions Grant Program $26,874