Finding 504786 (2023-001)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-11-06
Audit: 327426
Organization: Town of East Hampton (NY)

AI Summary

  • Core Issue: The Town failed to submit required financial information to HUD on time, impacting compliance with federal regulations.
  • Impacted Requirements: Timely electronic submission of unaudited and audited financial information as per HUD guidelines (24 CFR 5.801).
  • Recommended Follow-Up: Resolve existing submission errors and implement procedures to ensure future filings are timely.

Finding Text

2023-001 - Internal Control Over Compliance, and Compliance with Reporting U.S. Department of Housing and Urban Development Section 8 Housing Choice Vouchers - CFDA No.14.871 Criteria: Internal controls should be in place to ensure that the Town electronically submits unaudited and audited financial information to the U.S. Department of Housing and Urban Development (“HUD”) via the Real Estate Assessment Center (“REAC”) in accordance with HUD regulations (24 CFR 5.801 - Uniform Financial Reporting Standards). Condition: The Town did not electronically submit to HUD via REAC its fiscal 2023 unaudited financial information within 5 months after its fiscal year end, or its audited financial information within 9 months after its fiscal year end. Cause: The Town's past REAC submission of unaudited financial information was rejected and remains unresolved. As a result, submissions of audited financial information and subsequent years' unaudited and audited financial information could not be done because of the unresolved rejection of the original unaudited financial information. Effect: Noncompliance could result in the Town being denied reimbursement of program expenditure, or other sanctions and penalties by HUD. Question Costs: None reported. Recommendation: The Town must resolve the errors and submit all past due filings. Procedures must then be implemented to ensure the unaudited and audited financial statements are electronically submitted to HUD via REAC on a timely basis going forward. Views of Responsible Officials of Auditee: The Town agrees with the finding and will again reach out to HUD to seek assistance to resolve these errors, so that past due submissions can be filed.

Corrective Action Plan

Material Weakness ? Internal Control over Compliance & Compliance Testing The Organization will reach out to HUD again to seek assistance to resolve the REAC system technical issues in order to move forward.

Categories

HUD Housing Programs Cash Management Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1081228 2023-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $906,379
14.871 Section 8 Housing Choice Vouchers $880,651
93.045 Special Programs for the Aging, Title Iii, Part C, Nutrition Services $94,220
14.218 Community Development Block Grants/entitlement Grants $58,335
16.922 Equitable Sharing Program $24,220
93.053 Nutrition Services Incentive Program $11,800
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $7,989
15.226 Wildlife Refuge Revenue Sharing Act $5,352