Finding 504776 (2024-005)

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Requirement
C
Questioned Costs
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Year
2024
Accepted
2024-11-05
Audit: 327385
Organization: Wayland Baptist University (TX)
Auditor: Capincrouse LLP

AI Summary

  • Core Issue: Year-to-date reconciliations for student financial aid are not available for review.
  • Impacted Requirements: Monthly reconciliations must include detailed student-level data as per 34 CFR 668 Subpart L.
  • Recommended Follow-Up: The University should seek solutions to streamline the reconciliation process for Pell and Direct Loans.

Finding Text

Documentation of Reconciliations DEPARTMENT OF EDUCATION ALN #: 84.268 and 84.063 Federal Award Identification #: 2023-2024 Award Year Condition: Reconciliations were not available to review on a student-by-student basis year to date. Criteria: 34 CFR 668 Subpart L Questioned Costs: $0 Context: Reconciliations are required to be maintained on a monthly basis including year to date information for FDL and Pell. These reconciliations have been done on screen with each batch disbursement and in aggregate but not at the student-by-student detail year to date. Because the University has a large enrollment, student by student manual reconciliations are not time effective. Cause: The University’s system does not currently allow importing of student files from Common Origination and Disbursement (COD) to complete the reconciliations in a time effective manner. Effect: The documentation for reconciliations is not available year to date. Identification as repeat finding, if applicable: Not applicable. Recommendation: We recommend the University explore options to make the year-to-date reconciliations and documentation of student Pell and Direct Loans more efficient. Views of Responsible Officials and Planned Corrective Action: Management agrees with the finding. See corrective action plan.

Categories

Student Financial Aid Matching / Level of Effort / Earmarking

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $14.23M
84.063 Federal Pell Grant Program $5.29M
84.031 Higher Education Institutional Aid $452,720
84.007 Federal Supplemental Educational Opportunity Grants $198,741
47.076 Stem Education (formerly Education and Human Resources) $161,172
84.116 Fund for the Improvement of Postsecondary Education $155,557
84.033 Federal Work-Study Program $146,162
84.038 Federal Perkins Loan Program $84,079
16.525 Grants to Reduce Domestic Violence, Dating Violence, Sexual Assault, and Stalking on Campus $73,439
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $2,829