Finding 504493 (2022-010)

Material Weakness
Requirement
ABFIN
Questioned Costs
$1
Year
2022
Accepted
2024-11-01
Audit: 327070
Organization: Batavia Local School District (OH)

AI Summary

  • Core Issue: The School District failed to provide necessary documentation for eligible equipment and maintain an inventory, leading to $391,500 in questioned costs.
  • Impacted Requirements: Noncompliance with 47 CFR § 54.1710 and § 54.1715 regarding equipment eligibility and inventory records, as well as internal controls for vendor verification.
  • Recommended Follow-Up: Implement stronger controls to ensure compliance with ECF Program requirements and verify vendor status before contracts are signed.

Finding Text

Material Weakness/Noncompliance – Questioned Cost 47 CFR § 54.1710, in part, requires entities requesting funding to certify they are only seeking support for eligible equipment and/or services provided to students and school staff who would otherwise lack connected devices and/or broadband services sufficient to engage in remote learning. Additionally, 47 CFR § 54.1715, requires equipment inventory records to be maintained and identify: (i) The device or equipment type (i.e. laptop, table, mobile hotspot, modem, router); (ii) The device or equipment make/model; (iii) The device or equipment serial number; (iv) The full name of the person to whom the device or other piece of equipment was provided; and (v) The dates the device or other piece of equipment was loaned out and returned to the school or library, or the date the school or library was notified that the device or other piece of equipment was missing, lost, or damaged. 47 CFR 54.8(d), in part, states “unless otherwise ordered, any persons suspended or debarred shall be excluded from activities associated with or related to the schools and libraries support mechanism.” Furthermore, the School District’s Board policy #6325 – Procurement – Federal Grants/Funds, in part, states “The District shall not subcontract with or award subgrants to any person or company who is debarred or suspended. For contracts over $25,000, the District shall confirm that the vendor is not debarred or suspended by either checking the Federal government’s System for Award Management, which maintains a list of such debarred or suspended vendors at www.sam.gov; collecting a certification from the vendor; or adding a clause or condition to the covered transaction with that vendor. (2 CFR Part 180 Subpart C).” The School District estimated unmet need for eligible equipment when it applied for ECF Program funds. However, the School District was unable to provide, at the time the reimbursement request was submitted, the determination of the actual number of eligible students with the unmet need, as required by the ECF Program. Additionally, the School District did not maintain a detailed inventory listing of the equipment, consisting of 1,305 laptops, as required by the ECF Program. Therefore, $391,500 (1,305 laptops, purchased at $300/unit) in expenditures from the Emergency Connectivity Fund (ECF) Program is considered a questioned cost. Furthermore, the School District did not have proper internal controls in place to verify and maintain documentation supporting the vendor had not been suspended or debarred. Failure to maintain the appropriate supporting documentation in according with the ECF Program requirements (reimbursements requests, unmet need determinations, and inventory listings), could result in additional questioned costs, and reduced future federal funding. Additionally, not having appropriate controls in place may result in issuing payments, using federal funds, to vendors that are suspended or debarred. We recommend the School District implement additional control procedures that ensure all staff fully understand the ECF Program requirements and procedures are in place to support reimbursement requests. Additionally, we recommend that prior to entering into contracts, the School District verify and maintain supporting documentation that the vendors are not suspended or debarred.

Corrective Action Plan

The School District will review the Uniform Guidance requirements and ensure all supporting documentation for federal programs is maintained and readily available.

Categories

Questioned Costs Procurement, Suspension & Debarment Equipment & Real Property Management

Other Findings in this Audit

  • 504494 2022-011
    Material Weakness
  • 504495 2022-011
    Material Weakness
  • 504496 2022-011
    Material Weakness
  • 504497 2022-011
    Material Weakness
  • 504498 2022-011
    Material Weakness
  • 504499 2022-011
    Material Weakness
  • 504500 2022-011
    Material Weakness
  • 504501 2022-011
    Material Weakness
  • 504502 2022-011
    Material Weakness
  • 504503 2022-011
    Material Weakness
  • 504504 2022-011
    Material Weakness
  • 504505 2022-011
    Material Weakness
  • 504506 2022-011
    Material Weakness
  • 504507 2022-011
    Material Weakness
  • 504508 2022-011
    Material Weakness
  • 504509 2022-011
    Material Weakness
  • 504510 2022-011
    Material Weakness
  • 504511 2022-011
    Material Weakness
  • 504512 2022-011
    Material Weakness
  • 504513 2022-011
    Material Weakness
  • 1080935 2022-010
    Material Weakness
  • 1080936 2022-011
    Material Weakness
  • 1080937 2022-011
    Material Weakness
  • 1080938 2022-011
    Material Weakness
  • 1080939 2022-011
    Material Weakness
  • 1080940 2022-011
    Material Weakness
  • 1080941 2022-011
    Material Weakness
  • 1080942 2022-011
    Material Weakness
  • 1080943 2022-011
    Material Weakness
  • 1080944 2022-011
    Material Weakness
  • 1080945 2022-011
    Material Weakness
  • 1080946 2022-011
    Material Weakness
  • 1080947 2022-011
    Material Weakness
  • 1080948 2022-011
    Material Weakness
  • 1080949 2022-011
    Material Weakness
  • 1080950 2022-011
    Material Weakness
  • 1080951 2022-011
    Material Weakness
  • 1080952 2022-011
    Material Weakness
  • 1080953 2022-011
    Material Weakness
  • 1080954 2022-011
    Material Weakness
  • 1080955 2022-011
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.425 Covid-19 - Elementary and Secondary School Emergency Relief (esser Ii) Fund $1.10M
10.555 National School Lunch Program $845,865
84.027 Special Education-Grants to States (idea, Part B) $552,007
32.009 Covid-19 - Emergency Connectivity Fund (ecf) Program - Equipment $391,500
84.010 Title I Grants to Local Educational Agencies $339,150
10.553 School Breakfast Program $297,196
84.425 Covid-19 - Elementary and Secondary School Emergency Relief (esser) Fund $266,346
84.425 Covid-19 - American Rescue Plan - Elementary and Secondary School Emergency Relief (arp Esser) Fund $194,491
84.027 Covid-19 - Special Education-Grants to States (idea, Part B) - Arp $117,380
84.010 Title I Grants to Local Educational Agencies - Delinquent $96,718
10.555 National School Lunch Program - Food Donation $80,792
10.555 Covid-19 - National School Lunch Program - Cn Covid Food Pro Manf $43,538
84.173 Special Education-Preschool Grants (idea Preschool) $15,741
84.010 Title I Grants to Local Educational Agencies - Expanding Opportunities for Each Child Non-Competitive Grant $10,066
84.367 Title II-A Supporting Effective Instruction State Grants $8,100
84.424 Title IV-A Student Support and Academic Enrichment Program $7,867
10.555 Covid-19 - National School Lunch Program - Cnp Covid3 Emergency Cst $3,600
84.365 English Language Acquisition State Grants - Title III - Language Instruction for English Learners $1,873
10.649 Covid-19 - State Pandemic Electronic Benefit Transfer (p-Ebt) Administrative Costs Grant $614