Finding 503038 (2023-002)

Significant Deficiency Repeat Finding
Requirement
A
Questioned Costs
-
Year
2023
Accepted
2024-10-17

AI Summary

  • Core Issue: The billing for Parent Skills Training Sessions was inaccurate, leading to an overpayment of $70 for a session that did not occur.
  • Impacted Requirements: Compliance with the requirement to bill only for services actually performed was violated.
  • Recommended Follow-Up: Review and strengthen supervisory approval procedures to ensure discrepancies are caught before submission of purchase vouchers.

Finding Text

Type of Finding:Significant Internal Control over Compliance;Compliance Requirement:Allowable Costs;Criteria- The Organization is required to bill the contracted rate for each service performed during the period; Condition- The January 2023 FAYS Purchased Expenditure Report overstated the cost of Billing for Parent Skills Training Sessions. An error in the billing spreadsheet allowed the $70 Unit rate per session to be billed even though no sessions were performed during the period. This resulted in an overpayment of $70. Cause- Procedures are in place for supervisory approval of documentation of session visits and other expenditures before submitting the purchase voucher, though the certifying representative reviewed the supporting documentation and signed the voucher, the discrepancy was not discovered. Effect- The fees for the additional sessions are not allowed. Context - All 12 months of Purchase Expenditure Reports were reconciled to the underlying sessions as reported by the client management system. All other reports match without exception.

Corrective Action Plan

Family Service Center will thoroughly test all calculations in forms to verify the accuracy. Lock formulas feature will be utilized in excel based forms to ensure the formulas are not inadvertently changed.

Categories

Procurement, Suspension & Debarment Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 503037 2023-001
    Significant Deficiency
  • 503039 2023-003
    Significant Deficiency
  • 1079479 2023-001
    Significant Deficiency
  • 1079480 2023-002
    Significant Deficiency Repeat
  • 1079481 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $358,575
93.556 Marylee Allen Promoting Safe and Stable Families Program $330,137
93.590 Community-Based Child Abuse Prevention Grants $170,828
16.575 Crime Victim Assistance $108,798