Finding 50256 (2022-001)

Material Weakness
Requirement
C
Questioned Costs
-
Year
2022
Accepted
2023-01-25

AI Summary

  • Core Issue: The College drew down funds from the U.S. Treasury but did not disburse them in a timely manner, violating cash management rules.
  • Impacted Requirements: Noncompliance with 2 CFR Section 200.305(b) regarding the timing of fund disbursement.
  • Recommended Follow-up: Implement a process to ensure timely disbursement of funds and review cash management policies to prevent future issues.

Finding Text

Assistance Listing Number, Federal Agency, and Program Name - 84.425, U.S. Department of Education, Education Stabilization Fund Federal Award Identification Number and Year - P425E203325, P425F202751 - 2021 Pass-through Entity - N/A Finding Type: Material weakness and material noncompliance with laws and regulations Repeat Finding - No Criteria - The College must minimize the time elapsing between the transfer of funds from the United States Treasury to the University and the disbursement of those funds, as outlined in 2 CFR Section 200.305(b). Condition - The College drew down an estimated amount for student and institutional portion prior to the funds being disbursed to students or used for allowable expenditures. Questioned Costs - There were no questioned costs identified. Identification of How Questioned Costs Were Computed - N/A Context - In November 2021, the College drew down $5,882,052 for the Student Aid portion and $5,622,717 for the Institutional Aid portion, but it did not spend the funds within the required time following cash management rules under 2 CFR Section 200.305(b). Cause and Effect - The College was not aware that cash management requirements under Uniform Guidance applied to these programs, which resulted in an excess of funds drawn down. Recommendation - We recommend the College implement a process to ensure that minimizes the time elapsed between the transfer of funds from the United States Treasury to the College and the disbursement of those funds. Views of Responsible Officials and Corrective Action Plan - The College reviewed its cash management policies and corrected accounting procedures are in effect December 22, 2022. Please note that the College was unaware of this requirement; in that regard, it should be recognized that College financial executives consistently and frequently met with their Ohio community college peers, including Ohio Attorney General Office staff, to understand and interpret the evolution of federal rules and guidelines for these federally designated institutional and student awards.

Categories

Subrecipient Monitoring Cash Management Material Weakness

Other Findings in this Audit

  • 50252 2022-001
    Material Weakness
  • 50253 2022-002
    Significant Deficiency
  • 50254 2022-003
    Significant Deficiency
  • 50255 2022-001
    Material Weakness
  • 50257 2022-001
    Material Weakness
  • 50258 2022-002
    Significant Deficiency
  • 50259 2022-003
    Significant Deficiency
  • 626694 2022-001
    Material Weakness
  • 626695 2022-002
    Significant Deficiency
  • 626696 2022-003
    Significant Deficiency
  • 626697 2022-001
    Material Weakness
  • 626698 2022-001
    Material Weakness
  • 626699 2022-001
    Material Weakness
  • 626700 2022-002
    Significant Deficiency
  • 626701 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $4.87M
84.063 Federal Pell Grant Program $4.79M
84.425 Covid-19 - Education Stabilization Fund $304,171
84.048 Career and Technical Education -- Basic Grants to States $183,894
84.007 Federal Supplemental Educational Opportunity Grants $174,624
59.037 Small Business Development Centers $112,946
59.037 Covid-19 - Small Business Development Centers $110,352
84.033 Federal Work-Study Program $71,405
17.285 Apprenticeship USA Grants $62,239
93.575 Child Care and Development Block Grant $53,703
17.278 Wioa Dislocated Worker Formula Grants $2,025