Finding 502544 (2023-003)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-10-11

AI Summary

  • Core Issue: BCS failed to submit its reporting package to the Federal Audit Clearinghouse on time due to delays in financial statement issuance.
  • Impacted Requirements: This is a violation of 2 CFR Section 200.512(a), which mandates timely submission of audit reports.
  • Recommended Follow-Up: BCS should improve its closing and reporting processes to meet submission deadlines in the future.

Finding Text

Finding 2023-003 Reporting – Data Collection Form and Reporting Package (Significant Deficiency) Criteria: Pursuant to 2 CFR Section 200.512(a) of the Uniform Guidance, the auditee is responsible for submitting its data collection form and reporting package, including the auditor's reports within the earlier of 30 days after receipt of the auditor's reports or nine months after the end of the audit period to the Federal Audit Clearinghouse ("FAC"). BCS did not submit its reporting package to the FAC timely. Condition: The single audit of BCS’s federal award for the year ended June 30, 2023, was not completed within the nine months following the period-end. Cause: The delay in the issuance of the single audit report for the year ended June 30, 2023, was to the late issuance of the consolidated and combined financial statements as noted in Finding 2023-001. Effect: As a result of the late financial statement issuance, BCS did not submit its single audit reporting package within the required timeframe. As such, BCS did not comply with the regulatory requirements. Questioned Costs: None identified. Identified as a Repeat Finding: Yes. Recommendation: We recommend that BCS enhance its closing and reporting process to ensure the reports required by the Uniform Guidance is submitted by the aforementioned deadline. Views of Responsible Officials: See management’s response and corrective action plan.

Corrective Action Plan

Finding 2023-03 Reporting – Data Collection Form and Reporting Package (Significant Deficiency) U.S. Department of Health and Human Services Community Services Block Grant (Federal Assistance Listing #93.569) Federal Award Numbers: 60204, 60215, 60225, and 60235 Federal Award Year: 2020-2023 Responsible Officials Contact Information: 1) Monae Priolenau-Jones Telephone 718-310-5610, mpriolenau@wearebcs.org 2) Jodi Querbach Telephone 718-310-5600, X 1015 jquerbach@wearebcs.org View of Responsible Officials and Corrective Action Plan: Management agrees that the single audit reporting package was not submitted within the required timeframe due to key employee turnover coupled with staffing challenges subsequent to year end. In addition, BCS began a transition from one third-party external firm to another third-party firm in September of 2022. The former firm held the general ledger data for BCS and has been slow to turn it over in a manageable manner causing the delay in filing of the single audit report package. Dmitriy Goyzman (current Chief Financial Officer) was hired in December of 2022 and is actively in the process of hiring a new internal finance team. Back office finance department operations are currently filled by the second third-party external firm. In addition to the CFO, BCS has payroll, purchasing and 2 staff accountants and will have a Controller on staff by mid-June of 2023. Hiring of five additional positions for grants management will be completed in the Fall of 2023 replacing BDO personnel with in-house staff. In our new configuration, BCS will: 1) own its financial software and data, 2) be sufficiently staffed to run its day-to-day financial operations, 3) be able to support program operations in an efficient manner and 4) be able to respond and complete audits on time. The management will ensure that the single audit report package is submitted before the March 31, 2025 deadline. Pursuant to the action plan outlined in the response to Finding 2023 001, the audited financial statements will be issued by November 30th, 2024. Immediately following, the finance team will turn their attention to the reports required by the Uniform Guidance and the Federal Form 990 with a goal of completing fiscal 2024 reporting requirement by January 2025. Recommendation: We recommend that BCS enhance its closing and reporting process to ensure the reports required by the Uniform Guidance is submitted by the aforementioned deadline.

Categories

Reporting Significant Deficiency

Other Findings in this Audit

  • 502543 2023-002
    - Repeat
  • 502545 2023-002
    - Repeat
  • 502546 2023-003
    Significant Deficiency Repeat
  • 502547 2023-003
    Significant Deficiency Repeat
  • 502548 2023-003
    Significant Deficiency Repeat
  • 502549 2023-003
    Significant Deficiency Repeat
  • 1078985 2023-002
    - Repeat
  • 1078986 2023-003
    Significant Deficiency Repeat
  • 1078987 2023-002
    - Repeat
  • 1078988 2023-003
    Significant Deficiency Repeat
  • 1078989 2023-003
    Significant Deficiency Repeat
  • 1078990 2023-003
    Significant Deficiency Repeat
  • 1078991 2023-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.958 Block Grants for Community Mental Health Services $400,589
93.569 Community Services Block Grant $387,742
17.259 Wioa Youth Activities $218,328
14.235 Supportive Housing Program $155,037
10.558 Child and Adult Care Food Program $146,776
14.231 Emergency Solutions Grant Program $118,850
84.002 Adult Education - Basic Grants to States $113,041