Finding 502116 (2023-001)

Material Weakness
Requirement
B
Questioned Costs
-
Year
2023
Accepted
2024-10-09

AI Summary

  • Core Issue: A material audit adjustment was needed but not identified by the Association's internal controls.
  • Impacted Requirements: SAS 115 mandates written communication of material weaknesses to management and governance.
  • Recommended Follow-Up: Management should thoroughly review financial statements to ensure all necessary adjustments are made for accurate reporting.

Finding Text

Material Audit Adjustments Information on the Federal Program: U.S. Department of the Agriculture, Plains Regional Transition to Organic Partnership Program Assistance Listing No. 10.163, Grant Agreement No. 23-NOPXX-NE-0004. Criteria: SAS 115 requires communication, in writing, to management and those charged with governance, of material weaknesses identified in an audit. Condition and context: A material audit adjustment was proposed that was not identified by the Association’s internal control system. Cause: Management did not identify an adjustment necessary to present the financial statements in accordance with U.S. GAAP. A material audit adjustment was proposed to correct an account balance. Effect or Potential Effect: The control deficiency is a material weakness that results in a material misstatement of the financial statements that was not prevented, or detected and corrected, on a timely basis. Identification of a Repeat Finding: New finding. Recommendation: Management should review the financial statements to ensure all necessary adjustments are made and balances are reflected accurately. Responsible Official’s Response: The Association will continue to rely on its system of oversight provided by the board of directors in reviewing the financial statements of the Association. The Association will also be mindful of identifying a qualified volunteer or potential board member who could review the financial statements.

Corrective Action Plan

Material Audit Adjustments Corrective Action Planned: The Association will continue to rely on its system of oversight provided by the board of directors in reviewing the financial statements of the Association. The Association will also be mindful of identifying a qualified volunteer or potential board member who could review the financial statements. Anticipated Completion Date: December 31, 2024 Responsible Parties: Management and Board of Directors

Categories

Internal Control / Segregation of Duties Material Weakness

Other Findings in this Audit

  • 502117 2023-002
    Material Weakness
  • 502118 2023-003
    Material Weakness
  • 1078558 2023-001
    Material Weakness
  • 1078559 2023-002
    Material Weakness
  • 1078560 2023-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.163 Market Protection and Promotion $1.21M