Finding 499899 (2023-001)

Significant Deficiency Repeat Finding
Requirement
B
Questioned Costs
$1
Year
2023
Accepted
2024-09-30

AI Summary

  • Core Issue: Vehicle lease expenditures of $302,858 remain unresolved due to lack of formal written clearance from ACF.
  • Impacted Requirements: Compliance with 45 CFR 75.465 regarding allowable rental costs under capital leases is in question.
  • Recommended Follow-Up: Sunny Glen should persist in seeking formal written confirmation from ACF on the allowability of the vehicle leases.

Finding Text

2023-001 – Equipment and Other Capital Expenditure Statement of Condition: During the 2023 audit, vehicle lease expenditures similar to those questioned in one previous grant year. The previously questioned expenditures pertain specifically to the grant budget period from August 1, 2019 to July 31, 2020. Although the Home has received email guidance from the Administration for Children and Families (ACF) and annual budget approvals, formal written clearance of these specific lease arrangements remains pending. Criteria: In accordance with 45 CFR 75.465, rental costs under leases which are required to be treated as capital leases under GAAP are allowable only up to the amount that would be allowed had the non-Federal entity purchased the property. The ACF has questioned the allowable portion of these vehicle leases, and a final determination is still under review. Cause: Despite receiving email guidance from ACF indicating the appropriateness of the lease arrangements and obtaining annual budget approvals from the Office of Refugee Resettlement (ORR), formal written clearance of these vehicle leases has not been provided. This lack of formal approval prevents the complete resolution of the questioned costs. Effect: Without formal written clearance from ACF, vehicle lease expenditures totaling $302,858 for the current fiscal year remain unresolved and may be subject to disallowance. Context: Testing identified eight of sixty expenditures, totaling $302,858, as potentially disallowed based on prior communications from ACF. Recommendation: We recommend that Sunny Glen continue to follow up with ACF to obtain formal written confirmation of the allowability of the specific vehicle lease arrangements. Views of Responsible Officials and Planned Corrective Action: Management acknowledges the ongoing need for formal clearance and will continue its efforts to secure the necessary documentation from ACF. The Home continues to disagree with the prior finding regarding the allowability of vehicle leases. The Home provided ORR with the request to budget for the vehicle leases, as well as copies of lease terms, prior to the approval of the grant and the amounts budgeted were approved. Regarding the capital expenditures, these items were reasonable and necessary to facilitate the program.

Corrective Action Plan

CORRECTIVE ACTION PLAN 2023-001 - Equipment and Other Capital Expenditure Type of Finding: Federal Award Finding and Questioned Cost Responsible for Implementation of Corrective Action Plan: Chase Palmer CEO & Cynthia Pinkerton CFO Estimated Date of Completion: December 2024 Actions to Address the Finding: Sunny Glen will continue to pursue formal written clearance from the Administration for Children and Families (ACF) regarding the questioned vehicle lease expenditures. While prior email guidance and budget approvals have been received, Sunny Glen recognizes the importance of securing formal documentation from ACF to fully resolve this matter. We will: • Engage in direct communication with ACF to expedite the final determination process regarding the vehicle lease arrangements. • Submit any additional documentation, if requested by ACF, including lease agreements, budget approvals and prior communications. • Maintain a log of all communication and follow-up actions to ensure transparency and documentation of our efforts. Responsible Individual: The CFO, Cynthia Pinkerton, will be responsible for overseeing this corrective action plan and ensuring all steps are taken to resolve the finding. Timeline for Implementation: Sunny Glen will initiate this follow-up process immediately upon issuance of this report and will aim to secure formal written clearance within the next audit period, subject to response from ACF. Disagreement with Finding: Sunny Glen continues to disagree with the prior finding regarding the allowability of the vehicle lease expenditures. The lease terms were provided to the Office of Refugee Resettlement (ORR) as part of the budgeting process, and the amounts were approved as necessary and reasonable to facilitate the program. Email guidance was also received from ACF indicating the appropriateness of the lease arrangements. We believe the expenditures were appropriate and compliant with grant guidelines. Monitoring of Progress: The CFO will provide regular updates to management and the audit committee regarding the status of the corrective action and any responses from ACF. Sunny Glen will adjust its actions as necessary based on ACF's feedback to achieve full resolution.

Categories

Questioned Costs Procurement, Suspension & Debarment Equipment & Real Property Management Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 499900 2023-001
    Significant Deficiency Repeat
  • 499901 2023-001
    Significant Deficiency Repeat
  • 499902 2023-001
    Significant Deficiency Repeat
  • 1076341 2023-001
    Significant Deficiency Repeat
  • 1076342 2023-001
    Significant Deficiency Repeat
  • 1076343 2023-001
    Significant Deficiency Repeat
  • 1076344 2023-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.676 Residential (shelter And/or Transitional Foster Care) Services for Unaccompanied Alien Children $5.59M