Finding 499844 (2023-006)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2023
Accepted
2024-09-30
Audit: 322695
Organization: Itasca County (MN)

AI Summary

  • Core Issue: Lack of documented reviews of case files by eligibility specialists for TANF, leading to potential errors in eligibility determinations.
  • Impacted Requirements: Compliance with internal control procedures for eligibility reviews as mandated by state and federal guidelines.
  • Recommended Follow-Up: Implement regular case file reviews to ensure compliance and identify any eligibility errors promptly.

Finding Text

Federal Agency: U.S. Department of Health and Human Services Federal Program Name: Temporary Assistance for Needy Families (TANF) Assistance Listing Number: 93.558 Pass-Through Agency: Minnesota Department of Human Services and the Aitkin-Itasca-Koochiching Community Health Board Pass-Through Numbers: 2301MNTANF Federal Award Identification Number and Year: 2301MNTANF, 2023 Compliance Requirement Affected: Eligibility Award Period: Year Ended December 31, 2023 Type of Finding: Material Weakness in Internal Control Over Compliance Criteria or Specific Requirement: Standard internal control procedures recommend internal reviews over case file eligibility determinations to ascertain case workers are complying with state and federal requirements. Condition: There was no formal review documented over internal case files worked by program eligibility specialists. Questioned Costs: None Context: During our testing of case file reviews during 2023, it was noted that there were no documented case file reviews performed for the human services component of Temporary Assistance for Needy Families. Cause: The Minnesota Department of Human Services is not requiring a review of case files and lack of management oversight. Effect: Errors made in determining eligibility may not be discovered and benefits may be issued to clients who are not eligible. Repeat Finding: Yes, 2022-008. Recommendation: We recommend that the County review case files on a periodic basis throughout the year. Views of Responsible Officials: There is no disagreement with the audit finding.

Categories

Internal Control / Segregation of Duties Eligibility Material Weakness

Other Findings in this Audit

  • 499837 2023-005
    Material Weakness Repeat
  • 499838 2023-005
    Material Weakness Repeat
  • 499839 2023-005
    Material Weakness Repeat
  • 499840 2023-007
    Significant Deficiency
  • 499841 2023-007
    Significant Deficiency
  • 499842 2023-007
    Significant Deficiency
  • 499843 2023-006
    Material Weakness Repeat
  • 1076279 2023-005
    Material Weakness Repeat
  • 1076280 2023-005
    Material Weakness Repeat
  • 1076281 2023-005
    Material Weakness Repeat
  • 1076282 2023-007
    Significant Deficiency
  • 1076283 2023-007
    Significant Deficiency
  • 1076284 2023-007
    Significant Deficiency
  • 1076285 2023-006
    Material Weakness Repeat
  • 1076286 2023-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
20.205 Highway Planning and Construction $2.84M
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.39M
93.563 Child Support Enforcement $1.28M
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $703,970
15.226 Payments in Lieu of Taxes $616,141
93.558 Temporary Assistance for Needy Families $572,496
10.665 Schools and Roads - Grants to States $384,997
93.658 Foster Care_title IV-E $343,017
93.667 Social Services Block Grant $312,907
93.994 Maternal and Child Health Services Block Grant to the States $206,952
20.219 Recreational Trails Program $165,000
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $162,665
16.838 Comprehensive Opioid Abuse Site-Based Program $131,106
93.069 Public Health Emergency Preparedness $104,763
93.958 Block Grants for Community Mental Health Services $60,389
97.042 Emergency Management Performance Grants $59,712
16.575 Crime Victim Assistance $39,518
10.698 State & Private Forestry Cooperative Fire Assistance $31,946
93.778 Medical Assistance Program $18,562
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $16,498
20.600 State and Community Highway Safety $10,558
93.575 Child Care and Development Block Grant $8,280
93.645 Stephanie Tubbs Jones Child Welfare Services Program $8,181
97.012 Boating Safety Financial Assistance $8,000
93.556 Promoting Safe and Stable Families $5,160
93.590 Community-Based Child Abuse Prevention Grants $4,415
93.747 Elder Abuse Prevention Interventions Program $3,997
93.767 Children's Health Insurance Program $2,837
93.566 Refugee and Entrant Assistance_state Administered Programs $2,366
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $1,924
93.268 Immunization Cooperative Agreements $1,776
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $1,411