Finding 499499 (2023-002)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-09-30
Audit: 322360
Auditor: Sb & Company LLC

AI Summary

  • Core Issue: The Authority failed to update utility allowance schedules and conduct annual inspections to ensure units meet Housing Quality Standards (HQS).
  • Impacted Requirements: Compliance with 24 CFR Section 982 regarding utility allowance updates and HQS inspections was not met, leading to repeated findings.
  • Recommended Follow-up: Enhance internal controls to ensure annual reviews of utility allowances and mandatory inspections of units for HQS compliance.

Finding Text

Finding 2023-002: Utility Allowance Schedules, HQS Inspections, and HAP Vouchers (Material Weakness) Federal Agency: U.S. Department of Housing and Urban Development Federal Program Title: Housing Choice Voucher Cluster Federal Assistance Listing Number: 14.871 Compliance Requirement: Special Tests and Provisions Repeat Finding: Yes Criteria: In accordance with various subsections of 24 CFR Section 982, the Authority is required to: • review utility rate data at least annually and update the utility allowance schedule as necessary; • inspect the unit leased to a family at least annually to determine if the unit meets Housing Quality Standards ("HQS"); and Condition: The Authority did not: • provide updated utility allowance schedules; • inspect the units to determine if they meet HQS; and Context: Of the 40 selections made, the Authority did not: • provide updated utility allowance schedules for three selections; • provide support for inspections to determine if the unit met HQS for eight selections; and Effect: The Authority was unable to demonstrate: • the utility allowance schedules were accurate; • the units met HQS; and were accurate Questioned Costs: None. Auditor's Recommendation: The Authority should review and enhance its internal controls to ensure: • the utility allowance schedules are reviewed and updated as necessary at least annually; • units are inspected annually under HQS; and Management’s Response and Corrective Action Plan See schedule of corrective action plan. Cause: The Authority's internal controls in place did not prevent the Authority from missing required utility allowance and HQS compliance requirements.

Corrective Action Plan

Recommendation: The Authority should review and enhance its internal controls to ensure: · the utility allowance schedules are reviewed and updated as necessary at least annually; and units are inspected annually under HQS. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The Authority specialist responsible for file maintenance and recertifications during fiscal year 2022 and early 2023 is no longer with the Agency. The Authority has experienced staff now in place to perform these services. The Authority will revisit our policy and procedures over recertification, HQS, and file maintenance to ensure documentation is maintained and is in compliance with HUD regulations. Name(s) of the contact person(s) responsible for corrective action: Don Bibb, Executive Director Planned completion date for corrective action plan: December 31, 2024

Categories

Special Tests & Provisions HUD Housing Programs Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 499498 2023-001
    Material Weakness Repeat
  • 499500 2023-003
    Significant Deficiency Repeat
  • 499501 2023-003
    Significant Deficiency Repeat
  • 499502 2023-003
    Significant Deficiency Repeat
  • 499503 2023-003
    Significant Deficiency Repeat
  • 499504 2023-001
    Material Weakness Repeat
  • 499505 2023-002
    Material Weakness Repeat
  • 1075940 2023-001
    Material Weakness Repeat
  • 1075941 2023-002
    Material Weakness Repeat
  • 1075942 2023-003
    Significant Deficiency Repeat
  • 1075943 2023-003
    Significant Deficiency Repeat
  • 1075944 2023-003
    Significant Deficiency Repeat
  • 1075945 2023-003
    Significant Deficiency Repeat
  • 1075946 2023-001
    Material Weakness Repeat
  • 1075947 2023-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.850 Public Housing Operating Fund $448,025
14.872 Public Housing Capital Fund $265,100
14.871 Section 8 Housing Choice Vouchers $22,494