Finding 49912 (2022-002)

Material Weakness
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2022-12-08
Audit: 42066
Organization: City of Port Huron, Michigan (MI)

AI Summary

  • Core Issue: The City lacks a process to verify that contractors are not suspended or debarred before entering contracts using federal funds.
  • Impacted Requirements: Compliance with 2 CFR Section 180.300 is necessary to ensure contractors are eligible for federal awards.
  • Recommended Follow-up: Implement internal controls to verify contractor eligibility and ensure ongoing compliance with federal regulations.

Finding Text

Assistance Listing Number, Federal Agency, and Program Name - ALN 21.027, Coronavirus State and Local Fiscal Recovery Fund Federal Award Identification Number and Year - SLFRP2024-2001 Pass through Entity - Not applicable Finding Type - Material weakness and material noncompliance with laws and regulations Repeat Finding - No Criteria - The City should ensure there is a process in place to verify, prior to entering into contracts with vendors, that such vendors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. Condition - We noted during testing that the City had no procedure in place to verify contractors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 prior to entering into contracts with award funds. Questioned Costs - None Identification of How Questioned Costs Were Computed - Not applicable Context - From July 1, 2021 through June 30, 2022 any contractor the City entered into a contract with using federal award funds should be verified, that they are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. We selected fourteen contractors for testing, and five lacked any verification. However based on our testing we noted that all five contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300, thereby creating no questioned costs. Cause and Effect - The City is required to verify that any contractor the City plans to enter into a contract with, using federal award funds, is not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. Recommendation - We recommend that an internal control be put in place to ensure the verification of contractors occurs. Views of Responsible Officials and Corrective Action Plan - Procedures have already been put into place to ensure that each new contractor is not on the Federal list of suspended and/or debarred contractors. Furthermore, all vendors previously paid have been searched for in the Federal list and none were suspended and/or debarred.

Corrective Action Plan

Finding Number: 2022-002 Condition: We noted during testing that the City had no procedure in place to verify contractors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 prior to entering into contracts with award funds. Planned Corrective Action: Procedures have already been put into place to ensure that each new contractor is not on the Federal list of suspended and/or debarred contractors. Furthermore, all vendors previously paid have been searched for in the Federal list and none were suspended and/or debarred. Contact person responsible for corrective action: Cynthia Cutright Anticipated Completion Date: 09/23/2022

Categories

Procurement, Suspension & Debarment Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 626354 2022-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 Covid-19 - Coronavirus State and Local Fiscal Recovery Funds $3.85M
59.075 Covid-19 - Shuttered Venue Operators Grant Program $865,460
14.218 Community Development Block Grants/entitlement Grants $275,985
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $51,031
16.034 Covid-19 - Coronavirus Emergency Supplemental Funding Program $42,849
16.738 Edward Byrne Memorial Justice Assistance Grant Program $19,789
14.239 Home Investment Partnerships Program $9,350
97.067 Homeland Security Grant Program $6,297
16.607 Bulletproof Vest Partnership Program $3,635
16.710 Public Safety Partnership and Community Policing Grants $2,282
20.600 State and Community Highway Safety $1,512
14.218 Covid-19 - Community Development Block Grants/entitlement Grants $98