Finding 498661 (2023-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-09-26
Audit: 321371
Organization: Uniontown Housing Authority (AL)

AI Summary

  • Core Issue: The Authority failed to provide required documentation for wage rates, violating the Davis-Bacon Act.
  • Impacted Requirements: Lack of procedures for collecting weekly certified payrolls and conducting employee interviews.
  • Recommended Follow-Up: Establish procedures to ensure contractors submit wage reports and conduct employee interviews for compliance.

Finding Text

2023-001 ALN 14.872 – Public Housing Capital Funds Program – Wage Rate Requirements Condition and Criteria: The Authority, under prior management, was not able to provide necessary documentation such as the weekly certified payroll report and employee interviews as required by the Department of Labor’s Davis-Bacon Act. The Davis-Bacon Act requires a contractor whose contract is over $2,000 to provide weekly certified payrolls to prove that they are paying prevailing wage rates. Amount of Questioned Costs: None. Context: Under prior management, as a result of the determination that the internal controls over Davis-Bacon wage rate requirements were likely to be ineffective, and due to the fact that the Authority explained that they could not locate any weekly certified payrolls or interviews for our audit, no tests of noncompliance were performed. Cause: No procedure exists for Capital Fund Program projects to follow up on stipulations within the contract requiring contractors to submit weekly wage reports, nor does a procedure exist whereby the Authority interviews contracted employees to ensure they are being paid fairly. Effect: The Authority does not have proper controls in place to ensure compliance with the Department of Labor’s Davis-Bacon Act. As a result, contractors could be underpaid while working on Authority projects. Auditor’s Recommendation: Implement procedures to follow up on the obligations of contractors to produce weekly wage reports and compare them with prevailing wage rates. Also, make physical inspections and interview employees to ascertain that the information is accurate. Grantee Response: Current management acknowledges the finding and will follow the auditor’s recommendation.

Corrective Action Plan

2023-001 ALN 14.872 – Public Housing Capital Funds Program – Wage Rate Requirements The Executive Director agrees with the finding and will follow the Auditor's recommendations as listed on the Schedule of Findings and Questioned Costs. Person Responsible for Correction of Finding: Ms. Erika Turner Projected Completion Date: December 31, 2024

Categories

HUD Housing Programs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1075103 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.872 Public Housing Capital Fund $482,379
10.415 Rural Rental Housing Loans $429,437
14.850 Public Housing Operating Fund $365,457
14.U01 Section 8 New Construction and Substantial Rehabilitation $239,898
14.871 Section 8 Housing Choice Vouchers $170,117