Finding 497956 (2023-005)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-09-24
Audit: 320579
Organization: City of Tallassee (AL)

AI Summary

  • Core Issue: The City’s written fiscal policies do not meet federal financial management system requirements.
  • Impacted Requirements: Noncompliance with 2 CFR 200.302, which mandates adequate procedures for grant management.
  • Recommended Follow-Up: Develop a comprehensive grants manual to align with federal regulations and ensure compliance.

Finding Text

2023-005 Internal Controls over Grant Management (Significant Deficiency and Noncompliance) Criteria: 2 CFR 200.302 establishes the requirements of a financial management system adequate to ensure compliance with federal regulations. This system must include written procedures to implement requirements for payment methods and determine the allowability of costs in accordance with subpart E. Statement of Condition: The City has written fiscal policies but they do not meet the financial management system requirements established in the regulations. Cause: The City has processes and procedures in place to administer grant funds but written policies do not contain compliance requirements. Effect: The City is not in compliance with financial management system requirements. Recommendation: The City should develop a grants manual or additional written policies to incorporate all the requirements of 2 CFR 200 and ensure compliance. Views of Management and Planned Corrective Action: See Corrective Action Plan included at the end of the report.

Corrective Action Plan

Internal Controls over Grant Management (Significant Deficiency and Noncompliance) Recommendation: We recommend the City develop a grants manual or additional written policies that comply with the requirements of 2 CFR 200 and ensure compliance. Response to 2023-005: Internal Controls over Grant Management Significant Deficiency and Non-Compliance In response to the Deficiency in the City of Tallassee’s corrective action plan, the City is in the process of establishing a written financial management system in accordance with 2 CFR 200.302 to include written procedures to implement requirements for payment methods and determine allowability of costs in accordance with subpart E. Due to the City of Tallassee being a small town, we did not have the staff available prior to receiving the grant monies to complete the task due in part to the lack of individuals looking for work in a rural sparsely populated area. Because of our lack of personnel the project was not completed. The City of Tallassee has financial management internal controls in place. All of the City’s grant activities (Federal and State) are tracked in funds under unique assigned general ledger numbers for each grant awarded to the City. All 2019-CWSRL-DL funds are deposited into a dedicated bank account and are not co-mingled with other funds of any kind. The City also contracts out grant management to certified and approved grant management commissions and engineering firms for required tracking and reporting to the appropriate state and federal agencies.

Categories

Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 497957 2023-005
    Significant Deficiency
  • 1074398 2023-005
    Significant Deficiency
  • 1074399 2023-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
11.300 Investments for Public Works and Economic Development Facilities $2.02M
66.458 Clean Water State Revolving Fund $1.93M
20.205 Highway Planning and Construction $650,082
21.027 Coronavirus State and Local Fiscal Recovery Funds $200,000
16.738 Edward Byrne Memorial Justice Assistance Grant Program $119,315
95.001 High Intensity Drug Trafficking Areas Program $12,004
17.258 Wioa Adult Program $2,821
17.259 Wioa Youth Activities $2,086