Finding 497899 (2023-002)

Significant Deficiency
Requirement
AB
Questioned Costs
-
Year
2023
Accepted
2024-09-23

AI Summary

  • Core Issue: The organization lacks proper documentation to support how employee time is allocated to federal grants, leading to a significant deficiency in internal controls.
  • Impacted Requirements: This finding violates 2 CFR Part 200, which mandates accurate time and effort documentation for all personnel charged to federal awards.
  • Recommended Follow-Up: Implement a system to accurately track actual time spent on federal programs to ensure compliance with HUD requirements.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Name: Housing Voucher Cluster Assistance Listing Number: 14.871 Federal Award Identification Number and Year: WI222VO167 - 2023 Award Period: January 1, 2023 – December 31, 2023 Type of Finding: Significant Deficiency in Internal Control over Compliance Other Matters Criteria or specific requirement: 2 CFR Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Award requires time and effort documentation for all individuals whose time is coded to the federal grants. Condition: During our testing we noted that the organization is allocating payroll costs based on time allocation determined several years ago and did not have time and effort documentation to verify actual time spent agrees on federal program agrees to the allocation being used. Questioned costs: Unknown Context: Allocations of employee time to grants are set up at the beginning of the year and are not changed during the year. Organization has 4 employees who keep time sheet simply for tracking attendance and time off. These employees work the same hours and programs every week so detailed time sheet tracking is not considered necessary. Since they have small staff the bookkeeper who does the payroll and Executive Director know what hours are being worked and paid for as they would know if employee is absent. Maintenance person maintains timesheet listing what property work was performed at to code time to specific programs. Cause: The client has been using allocation determined several years ago since responsibilities of staff have not changed. Effect: Noncompliance with HUD requirements. Repeat Finding: No Recommendation: We recommend, the entity develop a method to track actual time spent on various programs to time allocated to federal award programs. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Recommendation: We recommend, the entity develop a method to track actual time spent on various programs to time allocated to federal award programs. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action planned/taken in response to finding: The Authority will work on developing proper time and effort documentation. Name of the contact person responsible for corrective action: Sheila Young Planned completion date for corrective action plan: December 31, 2024

Categories

Allowable Costs / Cost Principles HUD Housing Programs Significant Deficiency

Other Findings in this Audit

  • 497898 2023-001
    Significant Deficiency
  • 1074340 2023-001
    Significant Deficiency
  • 1074341 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $944,944
10.415 Rural Rental Housing Loans $696,013
14.182 Section 8 New Construction and Substantial Rehabilitation $299,619
21.027 Coronavirus State and Local Fiscal Recovery Funds $80,000