Finding 497549 (2023-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-09-22

AI Summary

  • Core Issue: The Academy has a repeat finding of inadequate monitoring of the general ledger, leading to inaccurate financial statements.
  • Impacted Requirements: Timely and accurate financial reporting is compromised due to insufficient oversight and analysis of account balances.
  • Recommended Follow-Up: Establish a comprehensive monitoring procedure, assigning specific individuals to oversee general ledger accounts and ensure all fund activities are accurate and complete.

Finding Text

Finding Type: Material Weakness (Repeat Finding)Criteria The Academy should have appropriate overall monitoring of the general ledger to ensure timely and accurate financial statements. Condition The Academy lacked appropriate overall monitoring of account balances during the year to compile complete and accurate financial reports that resulted in many auditor-proposed journal entries. Cause/Effect The Academy did not identify the resources necessary to ensure general ledger accounts were monitored and analyzed by appropriate individuals, including taking an overview of fund activity to finalize the accounting records. As a result of the lack of appropriate overall monitoring procedures, there we many auditor-proposed journal entries. Recommendation The Academy should develop an overall monitoring procedure to ensure that all fund activity is complete, accurate, and logical. This includes assigning an appropriate individual to each general ledger account and several individuals be responsible for the entire general ledger and financial statements to perform monitoring, analytical analysis, and adjustment as needed.

Corrective Action Plan

Investment in configuration of new software will allow for more consistent internal controls and proper reporting to aid in monthly reconciliation and close process. Department will create and implement a monthly close checklist that will be adhered to and followed up on by the Accounting Manager. This list will include revenue and grant reconciliations as well. Final GL review will be completed by Director of Finance and signed off on prior to EOM

Categories

Subrecipient Monitoring Material Weakness

Other Findings in this Audit

  • 497548 2023-001
    Material Weakness Repeat
  • 497550 2023-003
    Material Weakness Repeat
  • 1073990 2023-001
    Material Weakness Repeat
  • 1073991 2023-002
    Material Weakness Repeat
  • 1073992 2023-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $1.31M
84.010 Title I Grants to Local Educational Agencies $329,476
10.553 School Breakfast Program $139,062
84.027 Special Education_grants to States $84,952
10.565 Commodity Supplemental Food Program $22,263
84.424 Student Support and Academic Enrichment Program $14,786
10.555 National School Lunch Program $6,070
84.367 Improving Teacher Quality State Grants $3,888
10.185 Local Food for School $1,315
10.649 Pandemic Ebt Administrative Costs $628