Finding 49559 (2022-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-06-29

AI Summary

  • Core Issue: The District inaccurately reported lost revenue by including revenue from nursing homes they did not own, leading to significant discrepancies in quarterly revenue calculations.
  • Impacted Requirements: The District failed to comply with reporting criteria under 45 CFR 75.342, which mandates accurate financial reporting for the Provider Relief Fund.
  • Recommended Follow-Up: Revise policies and procedures for federal grant reporting to ensure accurate and complete financial information is used in future reports.

Finding Text

COVID-19 Provider Relief Fund (PRF) and American Rescue Plan (ARP) Rural Distribution Assistance Listing Number 93.498 U.S. Department of Health and Human Services Criteria: Reporting (45 CFR 75.342) The Organization is required to prepare and submit period two and three provider relief fund reports to the U.S. Department of Health and Human Services. These reports are to be prepared using accurate financial information and submitted by the deadline established. Condition: The District included revenue from multiple nursing home facilities that they did not own for entire year in the lost revenue calculation, resulting in material differences in quarterly revenue. Questioned costs: None. Context: The period two and three provider relief fund reports were tested. The District selected option 3 to report lost revenues based on quarterly actual amounts. A material error in the calculation of patient service revenue for the quarters reported was identified. Cause: Internal controls over compliance were not in place to ensure the District properly calculated net patient service revenue in their report under option 3. The District is required to prepare and submit period two and three provider relief fund reporting. These reports are to be prepared using accurate financial information and submitted by the deadline established. The District did not correctly summarize patient service revenue in their calculation. Effect: Errors were made in reporting quarterly total revenue/net charges for patient care for each year, 2019, 2020, and 2021. Lost revenue was not accurately reported. Recommendation: Policies and procedures over federal grant reporting should be modified to ensure reports are prepared using complete and accurate information. Identification as a repeat finding: This is a repeat finding. See 2021-002 Views of responsible officials and planned corrective actions: See attached corrective action plan for the District?s response to finding.

Corrective Action Plan

We are in receipt of the Finding Required to be Reported by Uniform Guidance, regarding other instance of noncompliance with respect to Reporting. Management agrees with the finding. Policies and procedures over federal grant reporting will be modified to ensure reports are prepared using complete and accurate information. We will increase compensating controls by introducing additional oversight and review for future COVID-19 Provider Relief Fund reporting. Larry Price, CEO, will be responsible to ensure this is accomplished. The District had enough expenditures for Period 2 and 3 funding received so that no lost revenues were utilized as a basis for the funds received. The corrective action plan will be implemented by September 30, 2023.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 626001 2022-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.498 Provider Relief Fund (prf) and American Rescue Plan (arp) Rural Distribution $5.05M
93.697 Covid-19 Testing for Rural Health Clinics $398,923
93.301 Small Rural Hospital Improvement Grant Program $266,530
93.461 Hrsa Covid-19 Claims Reimbursement for the Uninsured Program and the Covid-19 Coverage Addistance Fund $143,459