Finding 485748 (2024-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2024-09-05
Audit: 318581
Organization: Lockport Housing Authority (NY)

AI Summary

  • Core Issue: The Authority failed to obtain certified payrolls from contractors for two contracts over $2,000, violating wage rate requirements.
  • Impacted Requirements: Compliance with Wage Rate Requirements was not met, as the Authority did not monitor or request necessary documentation.
  • Recommended Follow-up: Implement internal control procedures to ensure timely collection of certified payrolls from contractors.

Finding Text

2024-001 Department of Housing and Urban Development Public Housing Capital Fund (CFP) 2020 Awards – Year ended March 31, 2024 Special Tests and Provisions – Wage Rate Requirements Criteria: Wage Rate Requirements - the entity must verify that the contractor or subcontractor under the contract or subcontract submits the required certified payrolls, to the contracting entity, for each week that work is performed on contracts that are in excess of $2,000. Condition: Based upon our inspection of the Authority’s files there were two contracts in excess of $2,000 that the Authority had contractors working on during the fiscal year and they did not have any certified payroll submitted from either contractor. Context: Based on our review we noted that the Authority was not properly monitoring the contractor’s wage rate requirements and compliance with the requirements. Known Questioned Costs: There were no known questioned costs. Cause: The Authority did not request the certified payroll from either contractor during the time that they were performing work for the Authority or before payment to the contractor. Effect: The Authority did not comply with the Wage Rate Requirements as set out in the Compliance Supplement with regards to requesting certified payroll on a timely manner. Auditors’ Recommendation: We recommend the Authority design and implement internal control procedures that will reasonably assure compliance with the requirements.

Corrective Action Plan

Auditee Response: The Authority will not pay any invoices until the proper documentation of Davis Bacon wages being paid is received from the contractor. The Authority will then be ensured that future payments have the proper certified payroll.

Categories

Special Tests & Provisions Subrecipient Monitoring HUD Housing Programs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1062190 2024-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.850 Public and Indian Housing $1.25M
14.871 Section 8 Housing Choice Vouchers $1.08M
14.872 Public Housing Capital Fund $250,316
14.870 Resident Opportunity and Supportive Services - Service Coordinators $90,825