Finding 484744 (2023-002)

Significant Deficiency
Requirement
B
Questioned Costs
$1
Year
2023
Accepted
2024-08-21

AI Summary

  • Core Issue: The District made two equipment purchases totaling $10,400 without obtaining the required prior written approval from DESE.
  • Impacted Requirements: This violates OMB 2 CFR Section 200.439, which mandates prior approval for capital expenditures over $5,000.
  • Recommended Follow-Up: The District should consult with DESE for guidance and establish stronger internal controls to ensure compliance with funding requirements.

Finding Text

U.S. DEPARTMENT OF EDUCATION PASSED THROUGH THE ARKANSAS DEPARTMENT OF EDUCATION COVID-19 - AMERICAN RESCUE PLAN - ELEMENTARY AND SECONDARY SCHOOL EMERGENCY RELIEF FUND - AL NUMBER 84.425U PASS-THROUGH NUMBER 7009 AUDIT PERIOD - YEAR ENDED JUNE 30, 2023 2023-002 Allowable Costs/Cost Principles Criteria or specific requirement: Purchase of equipment and other capital expenditures require the prior written approval of the Federal awarding agency or pass-through entity, as specified in Office of Management and Budget (OMB) 2 CFR Section 200.439. Condition: In our test of expenditures from the COVID-19 Education Stabilization Fund, we identified two equipment purchases with unit costs greater than the $5,000 threshold for which the District did not obtain prior written approval from the Arkansas Division of Elementary and Secondary Education (DESE). These purchases had a total cost of $10,400. Cause: Lack of Internal controls and management oversight over program expenditures. Effect or potential effect: Unallowable costs of $10,400 were paid from the COVID-19 - Education Stabilization Fund. Questioned costs: The amount of questioned costs were $10,400. Context: We examined all capital expenditures of the COVID-19 - Education Stabilization Fund totaling $68,927. Identification as a repeat finding: No Recommendation: The District should contact the Arkansas Division of Elementary and Secondary Education (DESE) for guidance regarding this matter and implement proper controls over program expenditures. Views of responsible officials: The District will communicate with the team at DESE to determine what is needed to bring all files current. The District understands fully that all state and federal spending must follow guidelines set forth in the grant or amount allocated. Accounts payable will not release funds until all guidelines and documents are secured and attached to the Purchase Card of Purchase Order form. The District will conduct a training to inform supervisors what forms and guidelines are required prior to the release of any monies.

Corrective Action Plan

Similar to the corrective actions mentioned in the item above, the District will conduct a training for all supervisors indicating and sharing what forms are required for each item purchased or purchased service prior to releasing any funds from this point forward.

Categories

Questioned Costs Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 484743 2023-001
    Material Weakness Repeat
  • 1061185 2023-001
    Material Weakness Repeat
  • 1061186 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Covid-19 - Education Stabilization Fund $638,358
84.010 Title I Grants to Local Educational Agencies $258,140
84.027 Special Education_grants to States $89,729
10.553 School Breakfast Program $81,471
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $33,658
84.358 Rural Education $22,778
10.555 National School Lunch Program $13,764
84.371 Comprehensive Literacy Development $12,277
84.424 Student Support and Academic Enrichment Program $10,755
84.173 Special Education_preschool Grants $6,780
84.367 Supporting Effective Instruction State Grants $500