Finding 481365 (2023-001)

Significant Deficiency Repeat Finding
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-08-18

AI Summary

  • Issue: The Organization failed to submit its Single Audit Reporting Package on time to the federal clearinghouse, violating Uniform Guidance Section .320.
  • Impact: Late submissions affect all federal programs managed by the Organization, but do not indicate a control deficiency in compliance.
  • Recommendation: Improve financial reporting processes and schedule audits earlier to ensure timely submissions in the future.

Finding Text

2023-001 Criteria or Specific Requirement - The Uniform Guidance Section .320 requires the Organization to submit its Single Audit Reporting Package to the federal clearinghouse no later than nine months after fiscal year-end, unless the Organization's federal oversight agency approves an extension of this deadline. Condition and Context - Audit reports were not filed in a timely manner with the Federal Audit Clearinghouse ("FAC"). Effect - The late submission affects all federal programs the Organization administers. However, this finding does not result in a control deficiency in internal controls over compliance or noncompliance for the individual federal programs, as this was not caused by the programs' administration. Cause - The late completion of the Organization's audit contributed to the late submission of its Single Audit Reporting Package. Recommendation - The Organization should improve its financial reporting process so that it can submit its Single Audit Reporting Package to the federal clearinghouse no later than nine months after fiscal year-end. Views of Responsible Officials and Planned Corrective Action - Management agrees with the finding and has engaged an external consultant to perform bookkeeping and financial reporting services. In addition, management will schedule its external audit within a timeframe that ensures its completion before the Single Audit reporting deadline.

Corrective Action Plan

Management has engaged an external consultant to perform bookkeeping and financial reporting services. In addition, management will schedule its external audit within a timeframe that ensures its completion before the Single Audit reporting deadline.

Categories

Internal Control / Segregation of Duties Reporting

Other Findings in this Audit

  • 481366 2023-001
    Significant Deficiency Repeat
  • 481367 2023-001
    Significant Deficiency Repeat
  • 1057807 2023-001
    Significant Deficiency Repeat
  • 1057808 2023-001
    Significant Deficiency Repeat
  • 1057809 2023-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.566 Refugee and Entrant Assistance_state Administered Programs $1.15M
93.788 Opioid Str $424,814
64.033 Va Supportive Services for Veteran Families Program $402,164
93.959 Block Grants for Prevention and Treatment of Substance Abuse $363,651
16.575 Crime Victim Assistance $340,967
93.658 Foster Care_title IV-E $334,147
93.471 Title IV-E Kinship Navigator Program (a) $317,403
50.821 Agricultural Marketing Service $183,188
93.665 Emergency Grants to Address Mental and Substance Use Disorders During Covid-19 $181,129
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $104,441
93.652 Adoption Opportunities $76,782
16.017 Sexual Assault Services Formula Program $69,294
14.218 Community Development Block Grants/entitlement Grants $25,123
95.010 Youth Drug Prevention Program $3,822