Finding 48087 (2022-004)

-
Requirement
N
Questioned Costs
$1
Year
2022
Accepted
2023-02-20
Audit: 54135
Organization: Louisburg College Inc. (NC)

AI Summary

  • Core Issue: The College disbursed federal aid to 12 first-year students within 30 days of classes starting, violating regulations.
  • Impacted Requirements: Institutions must withhold Direct Loan disbursements for first-time, first-year undergraduates for 30 days after classes begin.
  • Recommended Follow-Up: Implement policies to ensure compliance and develop a training manual for staff on federal aid regulations.

Finding Text

Criteria: The earliest an institution may disburse SFA funds (other than FWS) (either by paying the student directly or crediting the student?s account) is 10 days before the first day of classes of the payment period or module for which the disbursement is intended (34 CFR 668.164(i)). There are two exceptions to this rule. First, institutions may not disburse or deliver the first installment of Direct Loans to first-year undergraduates who are first time borrowers until 30 days after the student?s first day of classes (34 CFR 668.164(i)(2)), unless the institution has low default rates. Condition and Context: The College disbursed funds within 30 days of the first day of class for 12 first year students out of 40 students tested. Known Questioned Costs: $124,924 Cause: Disbursements of federal aid was processed at a similar timeframe for all students, regardless of first- or second-year status. Effect: The College was out of compliance with the requirement to withhold funds for true first year students for the first 30 days after the first day of class. Recommendation: The College should ensure policies exist to withhold funds for the first 30 days of classes for true first year students. The College should also consider creating a training manual for any future new hires to learn the requirements related to federal aid scholarships.

Corrective Action Plan

Identifying Number: 2022-004 - USDOE Student Financial Assistance Cluster - Special Tests and Provisions: Early Disbursements to Students Finding: The College disbursed funds within 30 days of the first day of class for 12 first year students out of 40 students tested. Name of Contact Person: Karen Overton, Director of Financial Aid Corrective Action Plan: The College will not disburse any Title IV federal aid until after the first 30 days of classes each semester for all students. Faculty are required to take attendance. On the 30th class day, staff will submit attendance reports for all students. After a review of the reports, staff will only disburse aid for students who have been attending the College for the first 30 days per USDOE regulations. Anticipated Completion Date: Beginning August 2022

Categories

Questioned Costs Student Financial Aid Matching / Level of Effort / Earmarking

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
10.766 Community Facilities Loans and Grants $15.54M
84.268 Federal Direct Student Loans $3.86M
84.063 Federal Pell Grant Program $1.82M
84.425 Education Stabilization Fund $109,567
84.033 Federal Work-Study Program $80,000
84.007 Federal Supplemental Educational Opportunity Grants $68,878