Finding 48083 (2022-002)

-
Requirement
L
Questioned Costs
$1
Year
2022
Accepted
2023-01-09

AI Summary

  • Core Issue: Form ED-209 for FY 2021 did not match the Authority's audited financial statements.
  • Impacted Requirements: Annual submission of Form ED-209 must reconcile key items, especially the RLF capital base.
  • Recommended Follow-Up: Create a verification report to ensure alignment with financial documents and include it with Form ED-209 for CEO review.

Finding Text

Condition: Form ED-209, RLF Financial Report, filed on December 29, 2021,for the fiscal year ended September 30, 2021 did not reconcile with the Authority?s audited financial statements for the fiscal year. Criteria: The Authority must submit Form ED-209, RLF Financial Report, on an annual basis and key line items, including current RLF capital base (line II.C.6.), should reconcile with the RLF recipient?s financial documents and account balances. Cause: Loan losses of $121,781 recognized by the Authority during the fiscal year ending September 30, 2021 were not included in the calculation of the Authority?s `RLF Capital Base?. Effect: The Authority?s `RLF Capital Base? of $12,138,333, calculated and reported on Form ED-209, RLF Financial Report, for the year ended September 30, 2021 is overstated by $121,781. Questioned Costs: $121,781 Recommendation: Ensure amounts reported through the Economic Development Administration?s (EDA) reporting system agree or reconcile to the Authority?s financial documents and account balances. Consider developing a report outside of the EDA?s system that calculates the information ultimately reported on Form ED-209 and verifies this information with the Authority?s annual financial statements. Attach this verification report to the Form ED-209 report for review and approval by the Chief Executive Officer. Incorporate this step into the Authority?s established review process.

Corrective Action Plan

Finding: 2022-02 Name of contact person: Terrence T. Louk, Chief Executive Officer Corrective Action: Management acknowledges the finding related to the reporting error on Form ED-209, RLF Financial Report for fiscal year 2021. Per a review with the Economic Development Administration (EDA), this error is a result of the complexity of reporting a partial loan loss in the EDA?s Salesforce system. Management will work with the EDA to reconcile the report balances. Proposed Completion Date: September 30, 2023

Categories

Questioned Costs Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
11.307 Economic Adjustment Assistance $10.00M