Finding 48070 (2022-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2022-12-08

AI Summary

  • Core Issue: The District failed to post the required third-quarter Student Aid report for the HEERF program on its website, violating federal compliance requirements.
  • Impacted Requirements: The District must adhere to federal regulations by publicly reporting all quarterly Student Aid information to ensure transparency and accountability.
  • Recommended Follow-Up: The District should promptly post the missing report, clarify any confusing compliance requirements, and maintain vigilance regarding future reporting obligations.

Finding Text

2022-001 Finding: Reporting Federal Assistance Listing Number 84.425E - Higher Education Emergency Relief Fund (HEERF) Student Aid Portion Department of Education Award Number ? P425E205475 Award Year ? 2021-2022 Criteria: The Coronavirus Aid, Relief, and Economic Security Act (CARES Act) was signed into law on March 27, 2020 and appropriated federal funds to provide economic aid to the American people negatively impacted by the COVID-19 pandemic. The Coronavirus Response and Relief Supplemental Appropriations Act, 2021 (CRRSAA), was signed into law on December 27, 2020, and authorized additional funding under the HEERF program (HEERF II). Finally, the American Rescue Plan Act of 2021 (ARP), enacted on March 11, 2021, authorized a third round of funding (HEERF III) in order for higher education institutions to serve students and ensure learning continues during the COVID-19 pandemic. Under the requirements of the HEERF program there are three components to reporting: (1) public reporting on the Student Aid Portion; (2) public reporting on the Institutional Portion, and (3) the annual report. Condition: The District had not posted the required Student Aid information for the third quarter, which was required to be posted publicly to the District's website during the fiscal year ending June 30, 2022. Questioned Costs: None noted. Context: Four quarterly Student Aid reports for fiscal year 2022 were to be posted on the District's website by the federal due dates to comply with federal regulations. The third quarter report was not posted. Effect: Federal oversight agencies, including the Department of Education, depend on accurate reports posted to the institution's website to measure program results and compliance with federal requirements and to provide transparency. The District is not in compliance with the requirements of the award. Cause: There was confusion surrounding the required reporting. The institutional reporting continued as required. A new form was provided by the federal government to be completed and made publicly available but it only included institutional information thereby causing the student information to be inadvertently excluded. Recommendation: We recommend that the District take immediate action to post the missing report to the website, obtain clarification for any confusing, ambiguous or complex compliance requirements, and stay diligent in staying abreast of the specific reporting requirements. Views of Responsible Officials: We agree with the finding. See separate report for planned corrective actions.

Corrective Action Plan

CORRECTIVE ACTION PLAN Report Issued: November 11, 2022 FISCAL YEAR OF FINDING: 2021-2022 FINDING: Single Audit 2022-001 Significant Deficiency - Reporting for Higher Education Emergency Relief Fund (HEERF) Student Aid Portion Four quarterly Student Aid reports for fiscal year 2021-2022 were to be posted on the District's website by the federal due dates to comply with federal regulations. The third quarter report was not posted. We recommend that the District take immediate action to post the missing report to the website, obtain clarification for any confusing, ambiguous, or complex compliance requirements, and stay diligent in staying abreast of the specific reporting requirements. CLIENT PLANNED ACTION: The district agrees with the finding. The required posting of the Student Aid portion of the HEERF has been corrected. The district will ensure appropriate reporting for HEERF as required by grant compliance requirements. Additionally, the district will obtain clarification for any confusing, ambiguous, or complex compliance requirements, and remain diligent to stay abreast of the specific reporting requirements. CLIENT RESPONSIBLE PARTY: Kevin Simpson - Director, Operations and Management Pickens Technical College Aurora Public Schools COMPLETION DATE: Completed as of November 3, 2022

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 624512 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.558 Child and Adult Care Food Program $10.86M
84.010 Title I Grants to Local Educational Agencies $9.67M
10.553 School Breakfast Program $5.04M
32.009 Emergency Connectivity Fund Program $2.13M
10.559 Summer Food Service Program for Children $1.71M
84.011 Migrant Education_state Grant Program $1.55M
84.365 English Language Acquisition State Grants $1.43M
10.555 National School Lunch Program $1.35M
84.027 Special Education_grants to States $1.19M
84.063 Federal Pell Grant Program $1.10M
84.367 Improving Teacher Quality State Grants $1.03M
84.425 Education Stabilization Fund $1.01M
84.424 Student Support and Academic Enrichment Program $776,273
84.048 Career and Technical Education -- Basic Grants to States $578,049
84.287 Twenty-First Century Community Learning Centers $299,312
12.000 Air Force Jr. Rotc $168,774
84.371 Striving Readers $160,398
84.173 Special Education_preschool Grants $56,412
21.019 Coronavirus Relief Fund $50,712
84.007 Federal Supplemental Educational Opportunity Grants $42,613
84.323 Special Education - State Personnel Development $32,393
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $29,560
84.184 Safe and Drug-Free Schools and Communities_national Programs $28,821
45.310 Grants to States $21,872
84.282 Charter Schools $12,200
17.268 H-1b Job Training Grants $9,152
84.060 Indian Education_grants to Local Educational Agencies $9,101
10.649 Pandemic Ebt Administrative Costs $5,814
10.556 Special Milk Program for Children $5,405
93.981 Improving Student Health and Academic Achievement Through Nutrition, Physical Activity and the Management of Chronic Conditions in Schools $2,408
84.033 Federal Work-Study Program $311