Finding 47832 (2022-001)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-07-24
Audit: 45789
Organization: Collaborative for Children (TX)

AI Summary

  • Core Issue: CFC failed to conduct required physical inventories of equipment purchased with grant funds, with the last inventory recorded in 2020.
  • Impacted Requirements: Noncompliance with contract stipulations for monitoring and inventorying assets valued at $1,500 or more.
  • Recommended Follow-Up: Reinforce adherence to inventory policies and ensure annual physical inventories are conducted moving forward.

Finding Text

Finding #2022-001 ? Significant Deficiency and Other Noncompliance Applicable federal program: U. S. Department of Health and Human Services Passed through Houston-Galveston Area Council Child Care and Development Block Grant/Child Care Mandatory and Matching Funds of the Child Care and Development Fund Assistance Listing #: 93.575/93.596 Contract Numbers: 301-22, 301-23 Contract Years: 10/01/21 ? 09/30/22, 10/01/22 ? 12/31/22 Criteria: Special Tests and Provisions ? CFC?s contract with Houston-Galveston Area Council requires that any equipment or real property purchased with grant funds with an acquisition cost of $1,500 or more be recorded, described, tagged, and monitored as to condition and disposition. Additionally, no less than once a year, a physical inventory of these items is to be conducted. Condition and context: During the audit, we noted that the most recent inventory list was dated in 2020 and that no physical inventory was performed in 2021 or in 2022 in accordance with CFC?s written policies and procedures. This finding is a repeat of prior year finding #2021-005. Cause: CFC is not adhering to its written fixed asset and inventory policies. Effect: Failure to adequately establish and maintain effective internal controls over inventory results in being out of compliance with contract requirements. Recommendation: Re-emphasize CFC?s policies and procedures related to equipment and real property purchased under the contracts. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.

Corrective Action Plan

Finding #2022-001 ? Significant Deficiency and Other Noncompliance Applicable federal program: U. S. Department of Health and Human Services Passed through Houston-Galveston Area Council Child Care and Development Block Grant/Child Care Mandatory and Matching Funds of the Child Care and Development Fund Assistance Listing #: 93.575/93.596 Contract Numbers: 301-22, 301-23 Contract Years: 10/01/21 ? 09/30/22, 10/01/22 ? 12/31/22 Recommendation: Re-emphasize CFC?s policies and procedures related to equipment and real property purchased under the contracts. Planned corrective action: During staff training, we have clearly stated the requirement for a physical inventory to be performed annually. To ensure that a physical inventory is performed in accordance with written policies and procedures, we have taken the following measures: ? Designated a responsible person to oversee the physical inventory process. ? Created a checklist of steps to be followed during the physical inventory process. ? Trained staff on how to perform the physical inventory process. Responsible officer: Chief Financial Officer, Alisa Ealy Estimated completion date: September 30, 2023

Categories

Equipment & Real Property Management Matching / Level of Effort / Earmarking Special Tests & Provisions

Other Findings in this Audit

  • 47833 2022-001
    Significant Deficiency Repeat
  • 624274 2022-001
    Significant Deficiency Repeat
  • 624275 2022-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.575 Child Care and Development Block Grant $5.74M
93.870 Maternal, Infant and Early Childhood Home Visiting Grant $105,801