FAC Explorer

Finding 478077 (2023-001)

Significant Deficiency Repeat Finding
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-07-10
Audit: 314810
Organization: Wisconsin Rural Water Association, Inc. (WI)
Auditor: Kerberrose Sc

AI Summary

  • Answer: There are gaps in the segregation of duties, increasing the risk of errors or fraud.
  • Trend: This issue has been noted in previous audits, indicating a persistent lack of compliance.
  • List: Review current roles, implement checks and balances, and provide training on proper duty segregation.

Finding Text

Segregation of Duties

Corrective Action Plan

The Organization is aware of the lack of segregation of duties caused by the limited size of its staff, and will continue to use other controls, where practical to compensate for this limitation.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 478078 2023-001
    Significant Deficiency Repeat
  • 478079 2023-001
    Significant Deficiency Repeat
  • 478080 2023-001
    Significant Deficiency Repeat
  • 478081 2023-001
    Significant Deficiency Repeat
  • 478082 2023-001
    Significant Deficiency Repeat
  • 478083 2023-001
    Significant Deficiency Repeat
  • 478084 2023-001
    Significant Deficiency Repeat
  • 478085 2023-001
    Significant Deficiency Repeat
  • 478086 2023-001
    Significant Deficiency Repeat
  • 478087 2023-001
    Significant Deficiency Repeat
  • 478088 2023-001
    Significant Deficiency Repeat
  • 478089 2023-001
    Significant Deficiency Repeat
  • 478090 2023-001
    Significant Deficiency Repeat
  • 478091 2023-002
    Significant Deficiency Repeat
  • 478092 2023-002
    Significant Deficiency Repeat
  • 478093 2023-002
    Significant Deficiency Repeat
  • 478094 2023-002
    Significant Deficiency Repeat
  • 478095 2023-002
    Significant Deficiency Repeat
  • 478096 2023-002
    Significant Deficiency Repeat
  • 478097 2023-002
    Significant Deficiency Repeat
  • 478098 2023-002
    Significant Deficiency Repeat
  • 478099 2023-002
    Significant Deficiency Repeat
  • 478100 2023-002
    Significant Deficiency Repeat
  • 478101 2023-002
    Significant Deficiency Repeat
  • 478102 2023-002
    Significant Deficiency Repeat
  • 478103 2023-002
    Significant Deficiency Repeat
  • 478104 2023-002
    Significant Deficiency Repeat
  • 1054519 2023-001
    Significant Deficiency Repeat
  • 1054520 2023-001
    Significant Deficiency Repeat
  • 1054521 2023-001
    Significant Deficiency Repeat
  • 1054522 2023-001
    Significant Deficiency Repeat
  • 1054523 2023-001
    Significant Deficiency Repeat
  • 1054524 2023-001
    Significant Deficiency Repeat
  • 1054525 2023-001
    Significant Deficiency Repeat
  • 1054526 2023-001
    Significant Deficiency Repeat
  • 1054527 2023-001
    Significant Deficiency Repeat
  • 1054528 2023-001
    Significant Deficiency Repeat
  • 1054529 2023-001
    Significant Deficiency Repeat
  • 1054530 2023-001
    Significant Deficiency Repeat
  • 1054531 2023-001
    Significant Deficiency Repeat
  • 1054532 2023-001
    Significant Deficiency Repeat
  • 1054533 2023-002
    Significant Deficiency Repeat
  • 1054534 2023-002
    Significant Deficiency Repeat
  • 1054535 2023-002
    Significant Deficiency Repeat
  • 1054536 2023-002
    Significant Deficiency Repeat
  • 1054537 2023-002
    Significant Deficiency Repeat
  • 1054538 2023-002
    Significant Deficiency Repeat
  • 1054539 2023-002
    Significant Deficiency Repeat
  • 1054540 2023-002
    Significant Deficiency Repeat
  • 1054541 2023-002
    Significant Deficiency Repeat
  • 1054542 2023-002
    Significant Deficiency Repeat
  • 1054543 2023-002
    Significant Deficiency Repeat
  • 1054544 2023-002
    Significant Deficiency Repeat
  • 1054545 2023-002
    Significant Deficiency Repeat
  • 1054546 2023-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
10.U02 Source Water Protection Program $92,700
10.U01 Circuit Rider $70,179
66.424 Surveys, Studies, Investigations, Demonstrations, and Training Grants - Section 1442 of the Safe Drinking Water Act $68,562
10.761 Technical Assistance and Training Grants $42,133
66.436 Surveys, Studies, Investigations, Demonstrations, and Training Grants and Cooperative Agreements - Section 104(b)(3) of the Clean Water Act $8,534
66.446 Technical Assistance for Treatment Works (cwa 104(b)(8)) $6,351