Finding 47133 (2022-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-03-29
Audit: 51293
Organization: Coker University (SC)

AI Summary

  • Core Issue: The University underfunded its debt reserve account by about $2,400, violating USDA requirements.
  • Impacted Requirements: Compliance with Title 2 U.S. CFR Part 200, which mandates maintaining an adequate debt reserve for USDA loans.
  • Recommended Follow-Up: The University should update its policies to ensure timely calculations and transfers to the reserve account each month.

Finding Text

2022-002. Debt Reserve Requirement CFDA#: 10.766 US Department of Agriculture (USDA) Community Facilities Block Grant Cluster Award Year: 2022 Finding Type: Significant Deficiency in Internal Control over Major Programs Criteria: Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) the University to maintain a debt reserve account related to the loans held by the USDA. Condition: The debt reserve balance was under funded by approximately $2,400. Context: We addressed the matter with University management who is aware of the requirements to maintain a proper reserve balance for the USDA loan. Effect: Failure to properly review and adhere to policies and procedures can lead to noncompliance with the requirement. Cause: The lack of compliance is due to the University failing to calculate the reserve amount and transfer of funds to the account in a timely fashion. Recommendation: We recommend the University review and update its policies and procedures to ensure the proper amount is transferred to the reserve account each month. Views of Responsible Officials and Planned Corrective Action: We concur with the finding. The University is in the process of implementing controls and procedures to ensure that the proper amount of funds are transferred to the reserve account accordance with applicable compliance requirements.

Categories

Allowable Costs / Cost Principles Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 47128 2022-001
    Material Weakness Repeat
  • 47129 2022-001
    Material Weakness Repeat
  • 47130 2022-001
    Material Weakness Repeat
  • 47131 2022-001
    Material Weakness Repeat
  • 47132 2022-002
    Significant Deficiency
  • 623570 2022-001
    Material Weakness Repeat
  • 623571 2022-001
    Material Weakness Repeat
  • 623572 2022-001
    Material Weakness Repeat
  • 623573 2022-001
    Material Weakness Repeat
  • 623574 2022-002
    Significant Deficiency
  • 623575 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $5.63M
84.063 Federal Pell Grant Program $1.97M
10.766 Community Facilities Loans and Grants $490,731
47.076 Education and Human Resources $388,019
84.024 Trio $283,997
84.007 Federal Supplemental Educational Opportunity Grants $124,224
84.033 Federal Work-Study Program $44,631
16.525 Grants to Reduce Domestic Violence, Dating Violence, Sexual Assault, and Stalking on Campus $23,586
84.425 Education Stabilization Fund $22,056