Finding 47105 (2022-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-01-03
Audit: 49338
Organization: Augsburg University (MN)

AI Summary

  • Core Issue: The University failed to report enrollment status changes for 6 out of 40 students within the required 30 or 60 days.
  • Impacted Requirements: Compliance with 34 CFR 685.309, which mandates timely reporting of student status changes to NSLDS.
  • Recommended Follow-Up: Review and improve reporting procedures to ensure accurate and timely updates to NSLDS as per regulations.

Finding Text

2022-001: NSLDS Federal Agency: Department of Education Federal Program: Title: Student Financial Assistance Cluster CFDA Numbers: 84.007, 84.033, 84.038, 84.063, 84.379, 84.032 Award Period: June 1, 2021 to May 31, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: The Code of Federal Regulations, 34 CFR 685.309 requires that enrollment status changes for students be reported to NSLDS within 30 days or within 60 days if the student with the status change will be reported on a scheduled transmission within 60 days of the change in status. Regulations require the status include an accurate effective date. Condition: We noted, during our testing, that 6 out of 40 students tested whose enrollment status was not timely reported for unofficial withdrawals. Questioned Costs: None Context: CLA noted that the withdrawals were determined by the University after the final date of the semester and current procedures wait until the following semester to determine if the student returns before updating the status in NSLDS which can be after the 30 or 60 day requirement. Cause: The University?s processes and controls did not ensure that student status changes were timely reported to NSLDS. Effect: The NSLDS system is not updated with the student information which can cause overawarding should the student transfer to another institution and the students may not properly enter the repayment period. Repeat Finding: No Recommendation: We recommend the University review its reporting procedures to ensure that students? statuses are accurately and timely reported to NSLDS as required by regulations. Views of responsible officials: Management agrees with finding.

Categories

Reporting Student Financial Aid Significant Deficiency

Other Findings in this Audit

  • 47100 2022-001
    Significant Deficiency
  • 47101 2022-001
    Significant Deficiency
  • 47102 2022-001
    Significant Deficiency
  • 47103 2022-001
    Significant Deficiency
  • 47104 2022-001
    Significant Deficiency
  • 623542 2022-001
    Significant Deficiency
  • 623543 2022-001
    Significant Deficiency
  • 623544 2022-001
    Significant Deficiency
  • 623545 2022-001
    Significant Deficiency
  • 623546 2022-001
    Significant Deficiency
  • 623547 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.032 Federal Direct Loan Programs $23.42M
84.063 Federal Pell Grant Program $6.15M
84.425F Heerf Institutional Portion $4.39M
84.425E Heerf Student Aid Portion $4.37M
84.038 Federal Perkins Loan Program $3.05M
84.007 Federal Supplemental Education Opportunity Grants $685,822
84.033 Federal Work-Study Program $446,360
84.042A Student Support Services Program $308,837
84.217A Ronald E. McNair Post Baccalaureate Achievement Program $275,058
47.050 Geosciences $217,012
84.425M Strengthening Institutions Program $213,822
47.049 Mathematical and Physical Sciences $48,806
84.379 Teacher Education Assistance for College & Higher Ed Grant Program $38,726
43.008 Education $31,907
84.425L Heerf Institutional Portion $31,501
43.001 Science $21,018
93.242 Mental Health Research Grants $19,796
47.074 Biology $16,606
47.076 Education and Human Resources $5,522
47.049 Mathematical and Physical Science $0