Finding 46839 (2022-004)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-06-29
Audit: 53708
Organization: Lynn County Hospital District (TX)

AI Summary

  • Core Issue: The District lacks documented controls to prevent purchases from suspended or debarred vendors using federal funds.
  • Impacted Requirements: This violates 2 CFR Section 180, which mandates verification of vendor status to ensure compliance with federal funding regulations.
  • Recommended Follow-Up: The District should implement procedures to verify vendor status and maintain records to demonstrate compliance with suspension and debarment requirements.

Finding Text

U.S. Department of Agriculture Distance Learning and Telemedicine Grant Program Assistance Listing Number: 10.855 Grant Number: TX0787-A67 Grant Period: Year Ended September 30, 2022 Criteria: Under 2 CFR Section 200.303(a) and 2 CFR Section 180, Subpart C, non-federal entities must establish and maintain effective internal controls to provide reasonable assurance that the entity is managing the federal awards in compliance with statutes, regulations, and the terms and conditions of the federal award. Condition: The District does not have documented controls to prevent purchases using federal funds from suspended or debarred vendors. Cause: While the District has policies and procedures for procurement, these do not encompass verifying that the potential vendor is suspended or debarred from receiving federal funding as required under 2 CFR Section 180, Subpart C. Effect: Purchases from suspended or debarred vendors would result in disallowed costs, and the federal funds would be required to be returned to the funding agency. Questioned Costs: None Perspective: Because a formal policy is not established, the one vendor meeting the threshold was not subjected to suspension and debarment testing by the District. Recommendation: The District should establish procedures to ensure that controls related to suspension and debarment are continuously implemented and that all written records are maintained to support that the compliance requirement is met. Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding, and procurement policies and procedures will be updated to include a control to verify that a vendor is not suspended or debarred.

Corrective Action Plan

Contact Information: Anthony Brocato Chief Financial Officer Lynn County Hospital District Audit Finding Reference Number: 2022-004 Corrective Action Plan: Management agrees with the finding. We will expand our procurement policy to include a control to verify that a vendor is not suspended or debarred from receiving federal funding as required by 2 CFR Section 180, Subpart C. The corrective action plan will be implemented by September 30, 2023.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 623281 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.855 Distance Learning and Telemedicine Loans and Grants $540,041
93.301 Covid-19 Small Rural Hospital Improvement Grant Program $255,561
93.912 Rural Health Care Services Outreach, Rural Health Network Development and Small Health Care Provider Quality Improvement $64,627
93.301 Small Rural Hospital Improvement Grant Program $10,969