Finding 46512 (2022-004)

Significant Deficiency Repeat Finding
Requirement
I
Questioned Costs
$1
Year
2022
Accepted
2023-03-30

AI Summary

  • Core Issue: The Center lacks adequate internal controls for procurement, leading to non-compliance with federal requirements.
  • Impacted Requirements: Compliance with 2 CFR Part 200 regarding procurement, suspension, and debarment is not being met.
  • Recommended Follow-Up: Implement a comprehensive procurement policy that includes suspension, debarment, and conflict of interest guidelines.

Finding Text

2022-004 Federal Agency: U.S. Department of Education Federal Program Title: Supporting Effective Education Development Assistance Listing Number: 84.423a Award Period: October 1, 2020 ? September 30, 2023 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: 2 CFR Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Award requires compliance with the provisions of procurement, suspension, and debarment. The Center should have internal controls designed to ensure compliance with those provisions. Condition: During our testing, we noted the Center did not have adequate internal controls designed to ensure procurement transactions were performed in compliance with Uniform Guidance. Questioned costs: $215,420 Context: During our testing, it was noted that the Center did not have policies in place related to procurement, suspension, and debarment. Procurement transactions were therefore not performed in accordance with compliance requirements Cause: The Center was unaware of the procurement requirements. Effect: The center is not compliant with program requirements. Repeat Finding: Repeat finding, however it is noted that due to timing of release of audit reports, all occurrences of lack of internal controls over compliance requirements occurred prior to the Center being informed of this issue as part of the prior year audit. Recommendation: We recommend the Center implement a procurement, suspension, debarment policy. Policy should also include conflict of interest policies in line with Uniform Grant Guidance. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

DEPARTMENT OF EDUCATION 2021-004 Supporting Effective Education Development ? CFDA No. 84.423a Recommendation: We recommend the Center implement a procurement, suspension, debarment policy. Policy should also include conflict of interest policies in line with Uniform Grant Guidance. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: CCE is adopting a Purchasing and Procurement Guideline. Name(s) of the contact person(s) responsible for corrective action: Mike English Planned completion date for corrective action plan: June 30, 2023 If the Department of Education has questions regarding this plan, please call Mike English at 617-803-1484.

Categories

Questioned Costs Procurement, Suspension & Debarment

Other Findings in this Audit

  • 46510 2022-002
    Significant Deficiency Repeat
  • 46511 2022-003
    Significant Deficiency Repeat
  • 622952 2022-002
    Significant Deficiency Repeat
  • 622953 2022-003
    Significant Deficiency Repeat
  • 622954 2022-004
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.423 Supporting Effective Educator Development Program $2.95M