Finding 45836 (2022-004)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-08-21
Audit: 41397
Organization: City of North Pole, Alaska (AK)

AI Summary

  • Core Issue: The City lacks adequate staff to monitor compliance with federal grant requirements, leading to late reports and discrepancies in financial records.
  • Impacted Requirements: Compliance with U.S. federal regulations (Uniform Guidance) for managing federal grants is not being met.
  • Recommended Follow-Up: The City should assess staffing levels and implement a stronger monitoring process for grant administration.

Finding Text

SECTION III ? FEDERAL AWARD FINDINGS AND QUESTIONED COSTS (CONTINUED) INTERNAL CONTROL WEAKNESSES U.S. Department of Defense Cooperative Agreement -Water Supply and Distribution Design, Moose Creek, Alaska, and Cooperative Agreement-Remedial Action Construction Phase One North Loop Supply and Distribution System, Moose Creek, Alaska U.S. Department of Treasury Passed through Program from: Alaska Department of Commerce, Community and Economic Development Coronavirus State and Local Fiscal Recovery Fund 2022-004 Inadequate staff to monitor compliance with grant requirements: Condition: Cooperative Agreements with the U.S, Department of Defense: several monthly reports were not filed on a timely basis, and the December total project costs for the construction grant was $28,352 less than balances reported in the general ledger, and the water supply and distribution design grant was $5,760 less than balances reported in the general ledger. Also, management did not appear to be familiar with the federal regulations which defined eligible use of the Coronavirus State and Local Fiscal Recovery Fund. Criteria: Adequate internal controls over the management of federal grants are required the U.S, Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Context: The City did not appear to have available staff to monitor grant compliance to include complying with reporting standards. Cause: Insufficient staffing levels. Effect: The reports for the year ended December 31, 2022 were not filed on a timely basis and did not reconcile with the yearend general ledger. Recommendation: We recommend the City evaluate its staffing levels and positions and develop a process where stronger monitoring occurs over the administration of grants. Grantee response: See corrective action plan.

Categories

Subrecipient Monitoring Allowable Costs / Cost Principles HUD Housing Programs Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 45832 2022-003
    -
  • 45833 2022-004
    Significant Deficiency
  • 45834 2022-003
    -
  • 45835 2022-004
    Significant Deficiency
  • 622274 2022-003
    -
  • 622275 2022-004
    Significant Deficiency
  • 622276 2022-003
    -
  • 622277 2022-004
    Significant Deficiency
  • 622278 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
12.U02 Cooperative Agreement-Remedial Action Construction Phase One North Loop Supply and Distribution System, Moose Creek, Alaska $2.06M
21.027 Coronavirus State and Local Fiscal Recovery Funds $255,545
12.U01 Cooperative Agreement-Water Supply and Distribution Design, Moose Creek, Alaksa $95,764
21.019 Coronavirus Relief Fund $66,655
97.067 Homeland Security Grant Program $45,594
16.738 Edward Byrne Memorial Justice Assistance Grant Program $37,109
97.042 Emergency Management Performance Grants $6,308