Finding 45098 (2022-002)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2022-11-06

AI Summary

  • Core Issue: North Olympic Healthcare Network did not fully comply with reporting guidelines for the Provider Relief Fund, using unapproved budgets for some calculations.
  • Impacted Requirements: Compliance with 45 CFR §75.342 regarding accurate financial reporting and performance monitoring.
  • Recommended Follow-Up: Management should establish procedures to ensure future lost revenue calculations are compliant and revise any necessary reports accordingly.

Finding Text

2022 ? 002 Federal agency: U.S. Department of Health and Human Services (HHS) Federal program title: Provider Relief Fund CFDA Number: 93.498 Type of Finding: Significant Deficiency in Internal Control over Compliance and Compliance Criteria or specific requirement: Performance and Financial Performance Monitoring 45 CFR ?75.342 Condition: North Olympic Healthcare Network?(the Organization) is required to prepare and submit period 1 provider relief fund reporting using accurate financial information and in a manner that is compliant with the guidelines set forth by HHS. A portion of the financial information included in the report calculations was not in compliance with the reporting guidelines. Questioned costs: None. Context: The Organization selected for reporting period 1 Option 2, a comparison of actual to budgeted results by quarter. Option 2 required for the time period, quarter 1 of calendar year 2020 through quarter 2 of calendar year 2021 the use of budgeted results from a budget approved prior to March 27, 2020. A portion of quarter 2 of calendar year 2020 through quarter 2 of calendar year 2021 were not from a budget approved prior to March 27, 2020. Cause: The Organization did have an approved budget prior to March 27, 2020 for quarter 1 2020, the time period that calculated lost revenue was used to meet the terms and conditions of the Organization?s PRF award. Effect: The use of calendar quarter budgets that were not approved prior to March 27, 2020 resulted in the a calculation of lost revenue available for a future time period that is not in compliance with the program. Repeat finding: No. Recommendation: Management should implement procedures to ensure the lost revenue is calculated and reported using an option that is appropriate for any future periods and revise the lost revenue amounts on any subsequent filings, if applicable. Views of responsible officials: The Organization understands the context and effect of the audit finding. However, the first quarter of calendar year 2020 was from an approved budget and resulted in a lost revenue calculation that more than covered the Organization?s award. We believe we are compliant and would have been better suited selecting option 3. There are no plans to use the lost revenue calculated in period 1 going forward as there have been no additional awards of PRF to the Organization.

Corrective Action Plan

U.S. Department of Health and Human Services 2022-002 Provider Relief Fund ? Assistance Listing No. 93.498 Recommendation: Management should implement procedures to ensure the lost revenue is calculated and reported using an option that is appropriate for any future periods and revise the lost revenue amounts on any subsequent filings, if applicable. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Management will design and implement procedures of review ensuring the appropriate option is selected for how lost revenue is reported for any future reporting periods and on any subsequent filings. Name(s) of the contact person(s) responsible for corrective action: Beau Brown, CFO Planned completion date for corrective action plan: September 30, 2023.

Categories

Subrecipient Monitoring Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 45097 2022-001
    Significant Deficiency
  • 621539 2022-001
    Significant Deficiency
  • 621540 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.527 Affordable Care Act (aca) Grants for New and Expanded Services Under the Health Center Program $863,552
93.224 Covid-19 American Rescue Plan Act Funding for Health Centers $731,121
93.498 Covid-19 Provider Relief Fund $675,242
93.526 Affordable Care Act (aca) Grants for Capital Development in Health Centers $248,282
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $200,006
93.788 Opioid Str $101,303
93.213 Research and Training in Complementary and Integrative Health $37,611
93.461 Covid-19 Testing for the Uninsured $8,778