Finding 44657 (2022-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2022-12-15

AI Summary

  • Core Issue: Two quarterly reports were submitted late due to staffing changes and a last-minute template update.
  • Impacted Requirements: Reports must be submitted on time as per 2 CFR 200.329; extensions should be requested if delays occur.
  • Recommended Follow-Up: UPAC should proactively request extensions for late submissions and ensure reports are submitted by the original deadlines when extensions are not granted.

Finding Text

2022-001 Report Submission Delay Program: 93.778 Medicaid Cluster ? Medical Assistance Program, Pass-Through Awards #560005 and #559861 Criteria: In accordance with 2 CFR 200.329, non-Federal entities must submit performance reports at the interval required by the Federal awarding agency or pass-through entity no later than the specified due date. If a justified request is submitted by a non-Federal entity, the Federal agency may extend the due date for any performance report. Condition: During our audit, we identified two quarterly status reports that were submitted to the Contracting Officer?s Representative (COR) after the stated due date. Cause: During the reporting period, two Program Directors stepped down and their positions were temporarily filled by other Program Directors, causing delays in submission due to those individuals overseeing multiple programs with varying reporting requirements. Also, in one instance, UPAC was provided an updated report submission template one day prior to the stated due date and was not able to compile the necessary information into the new template by the stated due date. Effect: Reports were not submitted to the COR in a timely manner and requests for extension of the due date were not made. Questioned Costs: None noted. Context: In both instances, the reports were due to the COR within 20 days of the reporting period end and were submitted one day after the stated due date. Repeat Finding: No. Recommendation: When timely submission may not be possible, UPAC should request an extension from the COR by providing a notice of the delay and rationale for the late report, and, if approved, submit the report by the extended deadline. When extensions are not granted, UPAC should submit reports by the initial stated due date. Views of Responsible Officials: Management agrees with the finding and a response is included in the corrective action plan.

Corrective Action Plan

December 9, 2022 Aldrich CPAs + Advisors LLP 7676 Hazard Center Drive, Suite 1300 San Diego, CA 92108 RE: Corrective Action Plan Dear Aldrich, The following are responses to the finding identified in Union of Pan Asian Communities (UPAC) audit for the year ended June 30, 2022: 1) Finding 2022-001 a. Program Information: 93.778 Medicaid Cluster ? Medical Assistance Program, Pass-Through Awards #560005 and #555861 b. Criteria: In accordance with 2 CFR 200.329, non-Federal entities must submit performance reports at the interval required by the Federal awarding agency or pass-through entity no later than the specified due date. If a justified request is submitted by a non-Federal entity, the Federal agency may extend the due date for any performance report. c. Condition: During our audit, we identified two quarterly status reports that were submitted to the Contracting Officer?s Representative (COR) after the stated due date. Response: UPAC has put in place to email those staff who are responsible for submitting the performances reports to the Contracting Officer?s Representative a few days before the stated due date. Contact persons responsible for corrective action: 1) Annette Phan, Chief Financial Officer 2) Manuel Mercado, Staff Accountant Completion date: Additional internal control procedure noted above will be effective immediately. Sincerely, Margaret Iwanaga Penrose Chief Executive Officer Union of Pan Asian Communities

Categories

Reporting Subrecipient Monitoring Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 621099 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.778 Medical Assistance Program $5.39M
14.218 Community Development Block Grants/entitlement Grants $177,871
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $111,124
93.569 Community Services Block Grant $91,715
93.959 Block Grants for Prevention and Treatment of Substance Abuse $53,724
93.150 Projects for Assistance in Transition From Homelessness (path) $39,192
16.609 Project Safe Neighborhoods $28,093
14.169 Housing Counseling Assistance Program $21,911
21.023 Emergency Rental Assistance Program $15,000