Finding 43787 (2022-001)

Significant Deficiency Repeat Finding
Requirement
B
Questioned Costs
-
Year
2022
Accepted
2023-03-19

AI Summary

  • Core Issue: Three out of ten cash disbursements did not match the underlying accounting records due to clerical errors.
  • Impacted Requirements: Costs billed to federal awards must align with accurate documentation to ensure compliance.
  • Recommended Follow-Up: Enhance review policies and procedures for federal award invoices to prevent future discrepancies.

Finding Text

2022-001 ALN Number and Title: Crime Victim Assistance - ALN 16.575 Federal Agency: U.S. Department of Justice Federal Award Number: VOCA-2021-JFSAZ-00052 Grant period: Year ended September 30, 2022 Criteria: Cash disbursements - Costs billed to Federal Awards should agree to underlying accounting records. Condition: In our sample of 10 transactions, three amounts billed did not agree to underlying records. Cause: Clerical errors due to limited resources. Effect: The Organization does not have adequate documentation to support costs charged to the program. Context: A sample of 10 cash disbursements totaling $8,101 tested from a population of 97 totaling $37,099 for the period October 1, 2021 through September 30, 2022. The test found three clerical errors totaling $2,434 in over billings. Questioned costs: No known or likely questioned costs over $25,000. Repeat finding: This is a repeat finding. See finding 2021-005. Recommendation: We recommend the Organization enhance review policies and procedures Views of responsible officials of the auditee: Management has added another layer of federal award invoice approval prior to the monthly submission for reimbursement.

Corrective Action Plan

Management has added another a third layer of federal award invoice approval prior to submission of the monthly submission for reimbursement.

Categories

Cash Management

Other Findings in this Audit

  • 620229 2022-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
16.575 Crime Victim Assistance $724,125
93.558 Temporary Assistance for Needy Families $555,855
19.510 U.s. Refugee Admissions Program $199,281
93.567 Refugee and Entrant Assistance_voluntary Agency Programs $145,382
93.576 Refugee and Entrant Assistance_discretionary Grants $74,567
14.218 Community Development Block Grants/entitlement Grants $51,976
97.008 Non-Profit Security Program $29,204