Finding 43599 (2022-004)

Material Weakness
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2022-11-29
Audit: 39323
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: The Department of Agriculture lacks a process to check if vendors are suspended or debarred before making purchases.
  • Impacted Requirements: This violates procurement standards set by the Uniform Guidance and 2 CFR sections 200.318 through 200.326.
  • Recommended Follow-Up: Management should create a formal vendor review process to ensure compliance with procurement regulations.

Finding Text

Department of Agriculture, passed through Minnesota Department of Education Federal Financial Assistance Listing/CFDA Number 10.553/10.555 Child Nutrition Cluster Procurement, Suspension, and Debarment Material Weakness in Internal Control Over Compliance Criteria - Uniform Guidance and 2 CFR sections 200.318 through 200.326 set forth the procurement standards non-federal entities other than states must follow when operating federal programs and the procurement procedures required. Condition - In our testing of procurement, suspension, and debarment it was identified that there was no review of vendors to ensure that they are not suspended or debarred before purchases are made. Cause - Lack of oversight, awareness, or understanding of all of the specific requirements under the Uniform Guidance and applicable CFR sections, and controls were not adequately designed to ensure compliance with all of these requirements. Effect - A lack of compliant policies increases the overall risk of non-compliance. Questioned Costs - None reported Context/Sampling - Overall procurement policy. Repeat Finding from Prior Years - No Recommendation - We recommend that management establish a formal process to review vendors before purchases are made to ensure they are not suspended or debarred and are in compliance with the Uniform Guidance and 2 CFR sections 200.318 through 200.326. Views of Responsible Officials - There is no disagreement with the audit finding.

Corrective Action Plan

Procurement, Suspension, and Debarment Material Weakness in Internal Control Over Compliance Finding Summary: The District has no procedure in place for review of vendors to ensure that they are not suspended or debarred before purchases are made in compliance Uniform Guidance and 2 CFR sections 200.318 through 200.326. Responsible Individuals: Peter Haapala, Superintendent Corrective Action Plan: The District will update their procurement process to include review of vendors to ensure that they are not suspended or debarred before purchases are made in compliance Uniform Guidance and 2 CFR sections 200.318 through 200.326. Anticipated Completion Date: June 30, 2023

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 43600 2022-005
    Material Weakness
  • 43601 2022-004
    Material Weakness
  • 43602 2022-005
    Material Weakness
  • 43603 2022-004
    Material Weakness
  • 43604 2022-005
    Material Weakness
  • 620041 2022-004
    Material Weakness
  • 620042 2022-005
    Material Weakness
  • 620043 2022-004
    Material Weakness
  • 620044 2022-005
    Material Weakness
  • 620045 2022-004
    Material Weakness
  • 620046 2022-005
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.027 Special Education_grants to States $109,856
10.553 School Breakfast Program $61,023
84.010 Title I Grants to Local Educational Agencies $59,942
84.358 Rural Education $39,317
32.009 Emergency Connectivity Fund Program $20,724
10.555 National School Lunch Program $14,681
84.367 Improving Teacher Quality State Grants $12,912
84.425 Education Stabilization Fund $11,173
84.424 Student Support and Academic Enrichment Program $10,000
10.558 Child and Adult Care Food Program $8,718
21.027 Coronavirus State and Local Fiscal Recovery Funds $4,890