Finding 43074 (2022-001)

Significant Deficiency Repeat Finding
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-09-22
Audit: 44182
Organization: The Kitchen INC (MO)

AI Summary

  • Core Issue: Financial statement balances did not match supporting documents and were not GAAP-compliant, affecting multiple accounts.
  • Impacted Requirements: Inadequate reconciliations and cutoff procedures by the outsourced accounting firm led to material misstatements.
  • Recommended Follow-Up: The Board and management should ensure the outsourced firm improves transaction processing and completes all account reconciliations timely.

Finding Text

CFDA 64.033 US Department of Veterans Affairs Supportive Services for Veteran Families (SSVF) Findings - Financial Statement Audit 2022-001 Condition: Balances in the financial statements did not tie to supporting documentation, or were not prepared in accordance with GAAP, in the accounts of accounts receivable, investments, accounts payable, accrued vacation, in-kind donations, net assets, grant income and expenses. Effect: The auditor discovered multiple material misstatements that resulted in adjusting journal entries. Cause: The outsourced accounting firm took over the accounting for the Organization and reconciled the accounts, but did not complete the accounts receivable, net asset or grants revenue reconciliations. In addition, the firm did not complete cutoff procedures and recorded in-kind donations that were not in accordance with GAAP. Criteria: The Organization?s staff and outsourced professional services firm should maintain the proper skills, knowledge, and experience to successfully and competently manage the responsibilities of his or her position. Recommendation: It is recommended that the Board of Directors and management continue to work with the outsourced accounting firm to more accurately process the transactions of the Organization, ensuring that all accounts are properly reconciled and significant year-end accruals are made. Response: The outsourced accounting firm reviewed transactions from several periods prior to the period under audit and made corrections that impacted several accounts. The accounts clean-up improved the condition of the records, however the reconciliation process for all accounts was not completed in time for the audit to be performed. The Organization will continue to evaluate the results of the outsourced accounting firm and anticipates further improvements and accuracy. Note: This is a repeat finding.

Corrective Action Plan

Findings ? Financial Statement Audit ? Significant Deficiency 2022-01 Recommendation: It is recommended that the Board of Directors and management continue to work with the outsourced accounting firm to more accurately process the transactions of the Organization, ensuring that all accounts are properly reconciled and significant year-end accruals are made. Corrective Action Planned: The Board and management will consult with the auditors to identify best practices to be performed to enhance the quality of the accounting processes. In addition, the Board and management will evaluate the current outsourced accounting firm and inquire about their procedures to ensure that all accounts are properly and promptly reconciled during the year and all accruals properly recorded at year-end. The Organization will request that an additional employee at the outsourced firm who possesses the appropriate skills, knowledge and experience review the year-end reconciliations and accruals and provide written acknowledgment that the review was satisfactorily performed. The Organization will review the financial information from the outsourced firm to provide additional quality control.

Categories

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Other Findings in this Audit

  • 619516 2022-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
64.033 Va Supportive Services for Veteran Families Program $883,214
14.267 Continuum of Care Program $449,618
14.238 Shelter Plus Care $27,840
14.231 Emergency Solutions Grant Program $18,051
14.218 Community Development Block Grants/entitlement Grants $5,978