Finding 42434 (2022-002)

Significant Deficiency
Requirement
AB
Questioned Costs
$1
Year
2022
Accepted
2023-05-31
Audit: 39591
Organization: Vista Unified School District (CA)
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: The District improperly charged $10,937 in unallowable indirect costs to the ELO Grant of the ESF Program.
  • Impacted Requirements: Compliance with federal guidelines on indirect costs, specifically Education Code Section 38101(c) and the CDE's approved rates.
  • Recommended Follow-Up: Establish a review process for indirect costs, ensuring alignment with grant agreements and federal guidance.

Finding Text

2022-002 50000 ? Federal Compliance (Significant Deficiency, Noncompliance) Federal Program Affected Federal Agency: U.S. Department of Education Pass-Through Agency: California Department of Education (CDE) Assistance Listing Number: 84.425U Program Name: COVID-19 Elementary and Secondary School Emergency Relief III (ESSER III) Fund: Learning Loss Compliance Requirements: A/B (Activities Allowed or Unallowed and Allowable Costs/cost Principles) Criteria or Specific Requirements The United States Department of Education has approved a delegation agreement with the California Department of Education (CDE) that authorizes the CDE to establish indirect cost rates for California local education agencies (LEAs). The CDE has been delegated authority to calculate and approve indirect cost rates annually for LEAs. For the Education Stabilization Fund (ESF) Program in fiscal year 2021-2022, Education Code Section 38101(c) limits school district indirect costs to the lesser of the District?s individual CDE approved indirect cost rate, or the statewide average indirect rate. For ESF programs included under the Expanded Learning Opportunities (ELO) Grant, indirect costs are not allowable. Condition The District charged unallowable indirect costs totaling $10,937 to the ELO Grant portion of the ESF Program. Questioned Costs The condition identified above resulted in $10,937 of questioned costs for unallowable indirect costs charged to the grant funds Context The condition was identified through recalculation of all of the indirect costs charged to the federal programs.Effect The District has charged unallowable expenditures to the federal program. Cause The condition identified appears to be due to the District not being familiar with the indirect cost requirements for each of the ESF federal programs. Repeat Finding No. Recommendation It is recommended that the District implement a review process for indirect costs, which should include review of relevant grant agreements and relevant federal guidance. Corrective Action Plan and Views of Responsible Officials The District is aware of this incorrect charge and has implemented procedures that include verification of the appropriateness of indirect costs charged to restricted programs.

Corrective Action Plan

Corrective Action Plan and Views of Responsible Officials The District is aware of this incorrect charge and has implemented procedures that include verification of the appropriateness of indirect costs charged to restricted programs.

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 618876 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.553 School Breakfast Program $2.85M
84.425 Education Stabilization Fund $1.81M
10.555 National School Lunch Program $802,149
84.010 Title I Grants to Local Educational Agencies $289,990
84.126 Rehabilitation Services_vocational Rehabilitation Grants to States $264,087
84.027 Special Education_grants to States $242,898
10.558 Child and Adult Care Food Program $163,248
84.424 Student Support and Academic Enrichment Program $158,877
84.367 Improving Teacher Quality State Grants $141,190
84.365 English Language Acquisition State Grants $115,731
10.579 Child Nutrition Discretionary Grants Limited Availability $96,966
84.287 Twenty-First Century Community Learning Centers $93,959
12.000 Junior Rotc Program $93,837
84.048 Career and Technical Education -- Basic Grants to States $50,152
84.002 Adult Education - Basic Grants to States $8,395
84.173 Special Education_preschool Grants $2,075