Finding 41868 (2022-101)

Significant Deficiency
Requirement
AB
Questioned Costs
-
Year
2022
Accepted
2023-03-30

AI Summary

  • Core Issue: The District missed some employees in their triannual time and effort reporting for grant-funded positions.
  • Impacted Requirements: This oversight violates 2 CFR section 200.303, which mandates proper internal controls for managing federal awards.
  • Recommended Follow-Up: Establish standardized procedures for identifying employees needing time and effort reports and provide training for all relevant staff.

Finding Text

Condition: While testing controls, a group of employees were identified that the District missed when completing their triannual procedures related to obtaining time and effort or personnel activity reports from employees paid from grants. Criteria: 2 CFR section 200.303 requires that nonfederal entities receiving federal awards establish and maintain internal control over the federal awards that provides reasonable assurance that the nonfederal entity is managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards. Effect: In this instance, the District performed time and effort and personnel activity reports as a control procedure not specifically required by the grant, due to the type of payroll. This could have been a much more significant issue if it had been associated with certain other grants. Cause: The grant administrator indicated the employees were likely missed due to timing of posting payroll to the project and the reclassification of costs between projects during the year due to changes from the state level associated with accounting for the Education Stabilization Funds. Recommendation: The District should implement and document standardized processes and procedures to identify employees throughout the District who are required to keep time and effort or personnel activity reports during the year. We also recommend general training be completed for all staff regarding this requirement. Views of Responsible Officials and Planned Corrective Action: The District will consider implementation of more standardized requirements associated with time and effort and personnel activity reporting requirements. The District will also consider additional training associated with these requirements for all grant related staff.

Corrective Action Plan

Finding Number: 2022-101 Planned Corrective Action: The District had an unusually high volume of federal grants related to the CARES Act and employed a good number of staff that were new to the District. Coincidentally there was a group of these new employees that didn?t fill out the proper time and attendance reports relating to the grant. The remaining staff is aware of the requirements and this shouldn?t be a problem moving forward. Anticipated Completion Date: 9/11/2024 Responsible Contact Person: Jim Loyed

Categories

Reporting Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 41866 2022-102
    Significant Deficiency Repeat
  • 41867 2022-102
    Significant Deficiency Repeat
  • 618308 2022-102
    Significant Deficiency Repeat
  • 618309 2022-102
    Significant Deficiency Repeat
  • 618310 2022-101
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $10.57M
10.555 National School Lunch Program $9.17M
84.010 Title I Grants to Local Educational Agencies $6.92M
84.027 Special Education_grants to States $6.76M
10.553 School Breakfast Program $2.09M
84.367 Improving Teacher Quality State Grants $992,798
84.063 Federal Pell Grant Program $933,111
84.938 Disaster Recovery Assistance for Education $874,685
84.424 Student Support and Academic Enrichment Program $551,351
10.558 Child and Adult Care Food Program $444,648
84.048 Career and Technical Education -- Basic Grants to States $428,693
84.425 Covid-19 Education Stabilization Fund $254,770
84.173 Special Education_preschool Grants $225,861
10.559 Summer Food Service Program for Children $183,399
84.002 Adult Education - Basic Grants to States $175,247
84.365 English Language Acquisition State Grants $166,088
93.959 Block Grants for Prevention and Treatment of Substance Abuse $150,000
84.041 Impact Aid $138,029
84.196 Education for Homeless Children and Youth $131,157
12.U04 Air Force Junior Reserve Officers Training Corps $110,461
12.U01 Army Junior Reserve Officers Training Corps $71,003
12.U02 Marine Corps Junior Reserve Officers Training Corps $69,209
12.U03 Navy Junior Reserve Officers Training Corps $57,738
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $41,315
10.582 Fresh Fruit and Vegetable Program $31,164
93.498 Covid-19 Provider Relief Fund $1,824