Finding 41461 (2022-001)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2022-12-12

AI Summary

  • Core Issue: The District lacks effective reporting processes for the Education Stabilization Fund expenditures, leading to discrepancies between reported amounts and the general ledger.
  • Impacted Requirements: This finding violates federal regulations requiring proper internal controls over federal awards, specifically regarding accurate reporting and reconciliation.
  • Recommended Follow-Up: The District should implement specific project coding for expenditures, ensure reconciliations are prepared monthly, and require the Business Manager to verify reports before submission to the state.

Finding Text

2022-001 U.S. Department of Education Pass-Through Illinois State Board of Education 84.425D COVID-19 (ESSER II) Education Stabilization Fund Federal Award Year: 2021 Finding: The District has insufficient reporting processes for reporting the Education Stabilization Fund expenditures. Criteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Award Section 200.303 Internal Controls states; ?The non-Federal entity must: (a) Establish and maintain effective internal control over the Federal Award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award?? Condition: The expenditures reported to the Illinois State Board of Education for the ESSER II award did not agree to the District?s general ledger. Context: The District reported total program expenditures for year-end audit and the Illinois State Board of Education as $171,556. The June 30, 2022 expenditures for the program was $375,120. Effect: Federal awards are not properly reported to the state and the District is not ensuring federal expenditures incurred and amounts awarded are reconciled for timely reimbursement. Questioned Costs: $0 Identification as a repeat finding: This is a repeat finding. Cause: The District does not separately code program expenditures on the general ledger. The District does not prepare monthly monitoring reports by program to ensure program expenditures, revenues, and reports are reconciled. Recommendation: We recommend the District code all expenditures charged to the program to a specific project code. If the District identifies costs initially charged to a non-program code, we recommend the District record adjustments to move the expenditures. We recommend the District require the submissions to the Illinois State Board of Education by reconciled by the Business Manager prior to the Superintendent submitting. We recommend the Business Manager monthly prepare a reconciliation to monitor the total award, the expenditures incurred, the totals reported to the state, and the amount received from the state. The report should incorporate a comparison of the award budget to actual to ensure any required budget adjustments are made before the next submission. Response and Corrective Action Plan: The District will review current processes for identifying, coding and reporting federal expenditures and implement processes to ensure amounts reported are supported by the District?s general ledger.

Corrective Action Plan

Response and Corrective Action Plan: The District will review current processes for identifying, coding and reporting federal expenditures and implement processes to ensure amounts reported are supported by the District?s general ledger.

Categories

Subrecipient Monitoring Allowable Costs / Cost Principles Cash Management Reporting Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 617903 2022-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 Covid-19 Elementary and Secondary School Emergency Relief (esser Ii) Fund $375,120
84.027 Special Education_grants to States $328,116
84.425 Covid-19 American Rescue Plan- Elementary and Secondary School Emergency Relief Fund (arp Esser) $261,489
10.555 National School Lunch Program $140,068
10.555 Commodities- Dod (noncash) $42,340
10.555 Commodities (noncash) $36,145
84.173 Special Education_preschool Grants $28,527
10.553 School Breakfast Program $22,061
84.010 Title I Grants to Local Educational Agencies $19,244
84.367 Supporting Effective Instruction State Grant $10,930
10.555 Covid-19 Emergency Operation National School Lunch Program $6,719
84.424 Student Support and Academic Enrichment Program $948
10.649 Covid-19 Pandemic Ebt Administrative Costs $614
10.559 Summer Food Service Program for Children $361