Finding 403157 (2023-004)

Significant Deficiency Repeat Finding
Requirement
E
Questioned Costs
-
Year
2023
Accepted
2024-06-27
Audit: 310302
Auditor: Aprio LLP

AI Summary

  • Core Issue: Tenant files are missing critical documentation, leading to non-compliance with HUD requirements.
  • Impacted Requirements: Missing items include birth certificates, valid IDs, and third-party income verifications.
  • Recommended Follow-Up: Strengthen controls over tenant file documentation processes to ensure compliance.

Finding Text

Tenant File Documentation Maintenance (Significant Deficiency, Noncompliance) Public Housing Program – Assistance Listing No. 14.850a; Grant period – Fiscal Year Ended September 30, 2023 Criteria The Public Housing Occupancy Guidebook and other HUD PIH Notices and Handbooks provide requirements and guidance for which the Public Housing Program is to be administered and operated under with respect to tenant eligibility and reexaminations. Condition and Perspective During audit fieldwork, forty Public Housing Program tenant files were requested for review for compliance with Program eligibility and reexamination requirements. The following omissions were noted from the review: 1) Three files were missing at least one birth certificate or valid identification 2) Two files were missing a third-party verification of income Cause Failure to execute controls over tenant file documentation requirements. Effect Non-compliance with tenant file documentation requirements. Questioned Costs – None noted Recommendation We recommend that the Authority implement and execute strengthened controls over tenant file documentation maintenance processes and procedures. Management’s Response The Authority will implement and execute strengthened controls over tenant file documentation maintenance processes and procedures. Erial Branch, Executive Director, has assumed the responsibility of executing strengthened controls over tenant file documentation maintenance as of September 1, 2024.

Corrective Action Plan

The Authority will implement and execute strengthened controls over tenant file documentation maintenance processes and procedures. Erial Branch, Executive Director, has assumed the responsibility of executing strengthened controls over tenant file documentation maintenance as of September 1, 2024.

Categories

HUD Housing Programs Eligibility Significant Deficiency

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $1.49M
14.850 Public and Indian Housing $917,932
14.872 Public Housing Capital Fund $797,714
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $59,720