Finding 402341 (2023-003)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-06-25

AI Summary

  • Core Issue: The District overreported expenditures by $78,795 in the Final Expenditure Report due to inadequate internal policies for Federal compliance.
  • Impacted Requirements: Compliance with 2 CFR regulations and Ohio Department of Education requirements for accurate financial reporting.
  • Recommended Follow-up: Implement a review process for the Final Expenditure Report to ensure accuracy before submission.

Finding Text

2 CFR § 3474.1 provides the Department of Education (DOE) adopts the Office of Management and Budget (OMB) Guidance in 2 CFR part 200, except for 2 CFR § 200.102(a) and 2 CFR § 200.207(a). Thus, this part gives regulatory effect to the OMB guidance and supplements the guidance as needed for the DOE. 2 CFR § 200.329(a) provides that the non-Federal entity is responsible for oversight of the operations of the Federal award supported activities. The non-Federal entity must monitor its activities under Federal awards to assure compliance with applicable Federal requirements and performance expectations are being achieved. Monitoring by the non-Federal entity must cover each program, function or activity. See also § 200.332. 2 CFR § 200.302(b)(2) provides, in part, that the financial management system of each non-Federal entity must provide for accurate, current, and complete disclosure of the financial results of each Federal award or program in accordance with the reporting requirements set forth in §§ 200.328 and 200.329. 2 CFR § 200.332(d) provides, in part, that a pass-through entity must monitor the activities of the subrecipient as necessary to ensure that the subaward is used for authorized purposes, in compliance with Federal statutes, regulations, and the terms and conditions of the subaward; and that subaward performance goals are achieved. Pass-through entity monitoring of the subrecipient must include: (1) reviewing financial and performance reports required by the pass-through entity. The Ohio Department of Education requires school districts to file a Final Expenditure Report each year by September 30, unless stated otherwise in the grant application. ODE further requires subgrantees to obligate funds within the approved project period as set forth in the approved application and to liquidate said obligations not later than 90 days after the end of the project period for electronic applications for grants, with obligations having the same meaning as in 2 CFR §§ 200.343 and 200.1. ODE also requires all allowable grant expenditures obligated by the project end date as designated in the grant agreement to be reported in the FER. The District did file the Final Expenditure Report with ODE before the required reporting deadline, however, due to deficiencies in the internal policies and procedures over Federal compliance, the District did not exclude the prior grant year expenditures obligated during the prior fiscal year, but not paid until after June 30, 2022. This resulted in expenditures being overreported in the amount of $78,795; however, this oversight did not result in additional federal funding. Failure to file accurate financial information in the Final Expenditure Report could lead to material misstatements and could impact future grant funding. The District should review the Final Expenditure Report before submission to help ensure all required amounts are included.

Corrective Action Plan

All Final Expenditure Reports will include the appropriate expenditure amounts associated with the grant year.

Categories

Subrecipient Monitoring

Other Findings in this Audit

  • 402342 2023-003
    Material Weakness Repeat
  • 978783 2023-003
    Material Weakness Repeat
  • 978784 2023-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 Covid-19 Education Stabilization Fund (arp Esser) $698,972
84.425 Covid-19 Education Stabilization Fund (esser Ii) $503,621
84.027 Special Education_grants to States $381,521
10.559 Summer Food Service Program for Children $143,083
21.027 Covid-19 Coronavirus State and Local Fiscal Recovery Funds $124,830
10.553 School Breakfast Program $99,701
10.555 National School Lunch Program $61,085
84.367 Supporting Effective Instruction State Grants $52,041
10.555 Covid-19 National School Lunch Program $42,020
84.424 Student Support and Academic Enrichment Program $14,945
84.010 Title I Grants to Local Educational Agencies $6,575
10.649 Covid-19 Pandemic Ebt Administrative Costs $1,242