Finding 401930 (2023-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2023
Accepted
2024-06-25
Audit: 309865
Auditor: Abdo LLP

AI Summary

  • Core Issue: The Organization failed to follow proper procurement procedures as required by 2 CFR sections 200.318 through 200.326.
  • Impacted Requirements: Non-compliance with documented procurement procedures and lack of competitive bidding for certain purchases.
  • Recommended Follow-Up: Implement and adhere to documented procurement procedures that meet federal, state, and local standards.

Finding Text

Condition: The Organization purchased property and services without implementing procedures that comply with procurement standards set out at 2 CFR sections 200.318 through 200.326. Criteria: Non-Federal entities other than States, including those operating Federal programs as subrecipients of states, must follow the procurement standards set out at 2 CFR sections 200.318 through 200.326. They must use their own documented procurement procedures, which reflect applicable State and local laws and regulations, provided that the procurements conform to applicable Federal statutes and the procurement requirements identified in 2 CFR part 200. Cause: The Organization did not use their own documented procurement procedures, which reflect applicable State and local laws and regulations, provided that the procurements conform to applicable Federal statutes and the procurement requirements identified in 2 CFR part 200. Effect: The Organization did not comply with procurement requirements identified in 2 CFR part 200. Context: A sample of 5 purchases totaling $37,971 was selected for audit from a population of 21 purchases totaling $284,550. The test found that five purchases did not adhere to the Organization's documented procurement procedures and 1 purchase that also did not include competitive bidding. Recommendation: We recommend that the Organization use their own documented procurement procedures that comply with procurement standards set out at 2 CFR sections 200.318 through 200.326. Views of Responsible Officials: Management agrees with the finding.

Corrective Action Plan

The Organization plans to use their procurement policy to ensure they are in compliance with the procurement standards.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 978372 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
20.509 Formula Grants for Rural Areas and Tribal Transit Program $1.30M
20.526 Buses and Bus Facilities Formula, Competitive, and Low Or No Emissions Programs $459,915
20.505 Metropolitan Transportation Planning and State and Non-Metropolitan Planning and Research $128,476
20.513 Enhanced Mobility of Seniors and Individuals with Disabilities $20,994