Finding 401797 (2023-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-06-24

AI Summary

  • Core Issue: The Public Housing Agency failed to obligate $526,704 of the 2021 capital fund grant by the 24-month deadline and did not expend $14,516 from the 2017 grant within 48 months.
  • Impacted Requirements: Noncompliance with 24 CFR 905.306(a) and 905.306(f) could lead to federal funding being suspended.
  • Recommended Follow-Up: Management should establish controls to ensure timely obligations and expenditures of capital grants as per federal regulations.

Finding Text

U.S. Department of Housing and Urban Development Program Name: Public Housing Capital Fund Federal Assistance Listing Number: 14.872 Significant Deficiency, Nonmaterial Noncompliance – Special Test – Obligation and Expenditure Verification Finding 2023-001 Criteria or Specific Requirement: Per 24 CFR 905.306(a) a Public Housing Agency (PHA) shall obligate capital fund grants no later than 24 months after the funds become available to the PHA. Per 24 CFR 905.306(f) a PHA shall expend capital fund grants no later than 48 months after the funds become available to the PHA. Condition: Only $70,000 of the $596,704 for the 2021 public housing capital fund grant obligations reported in LOCCS were obligated by the February 22, 2023 deadline. Additionally, the 2017 public housing capital fund grant has approximately $14,516 that was not expended within the 48-month requirement. Questioned Costs: None. Effect: By not having the funds fully obligated or expended by the required deadline, the Federal government could suspend or stop future payments until the noncompliance is remediated. Cause: Management did not ensure obligations were fully met prior to the 24-month deadline. Additionally, management did not ensure amounts were expended within the 48-month deadline. Recommendation: We recommend management implement controls to ensure capital grants are fully obligated by contractual agreements and expended within the required deadlines. Views of Responsible Officials: Management agrees with the finding and is implementing procedures to correct this which is further discussed in the Corrective Action Plan. Corrective Action Plan: See Corrective Action Plan prepared by the Authority.

Corrective Action Plan

June 14th, 2024 Findings- Major Federal Award Programs Audit- Corrective Action Plan (CAP) Public Housing Capital Fund finding 2023-001 For the year ended September 30th, 2023, the audit conducted by Cherry Bekaert LLP found Significant Deficiency, Nonmaterial Noncompliance- Obligation and Expenditure Verification for public housing capital fund grant. The recommendation to implement controls to ensure capital grants are fully obligated by contractual agreements and expended within the required deadlines will be put into procedure by management of the Housing Authority. Management understands the importance of obligating and expending capital fund grants and to remedy the above deficiency, the Housing Authority will take an approach that will implement controls within regulations. -The Charlestown Housing Authority will review 24 CFR 905.306 {a) and 24 CFR 905.306 (F), and other regulations required for compliance with capital funds. - The Charlestown Housing Authority will implement internal checks and balances when obligatlng and expending funds for grants to ensure timely contracts and expenditures. - The Housing Authority will obligate capital funds prior to the 24-month deadline and expend the funds within the 48-month deadline. Responsible Person: Leigh Bowyer Completion Date of CAP: 6/13/24

Categories

HUD Housing Programs Significant Deficiency

Other Findings in this Audit

  • 978239 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.850 Public and Indian Housing $701,537
14.871 Section 8 Housing Choice Vouchers $428,512
14.872 Public Housing Capital Fund $384,001