Finding 401552 (2023-008)

Significant Deficiency
Requirement
N
Questioned Costs
$1
Year
2023
Accepted
2024-06-24

AI Summary

  • Core Issue: The Authority made errors on HUD 52723 forms, reporting incorrect PILOT balances.
  • Impacted Requirements: Compliance with HUD guidelines for accurate subsidy calculations is essential, as outlined in 24 CFR 990.195(d).
  • Recommended Follow-Up: The Authority should enhance controls over form submissions to ensure accuracy and develop a clear Subsidy Calculation procedure for staff.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Title: Public and Indian Housing Assistance Listing Number: 14.850 Federal Award Identification Number and Year: LA003, 2023 Award Period: 10/1/22-9/30/23 Type of Finding: Significant Deficiency in Internal Control over Compliance, Other Matters Criteria or Specific Requirement: The formula income is used to calculate the Operating Fund Revenue for each PHA. This calculation is generally based on prepopulated data calculated by HUD. However, in some cases Formula Income is not prepopulated. For further guidance review Formula Income Guidance the Operating Fund Web Page, the Annual Operating Subsidy Processing Notice and 24 CFR 990.195(d). Condition: The HUD 52723 forms used for calculating subsidy contained errors. The Authority reported PILOT balances they did not have. Questioned Costs: $91,552 Context: The Authority is required to complete HUD 52723 forms as part of their process of applying for subsidy. During this process, the Authority reported PILOT balances erroneously. Cause: The Authority failed to maintain proper controls over their HUD 52723 forms. Effect: The Authority received additional HUD funding in excess of what they would have otherwise received. Recommendation: We recommend the Authority reviews their controls over submitting forms to HUD to ensure they contain accurate information. Views of Responsible Officials: There is no disagreement with the audit finding. New CFO is preparing a Subsidy Calculation procedure so new staff will be aware of what is eligible and non-eligible transactions for preparing forms.

Corrective Action Plan

Special Tests – Formula Income – Public and Indian Housing – Assistance Listing No. 14.850 Recommendation: We recommend the Authority reviews their controls over submitting forms to HUD to ensure they contain accurate information. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: New CFO is preparing a Subsidy Calculation procedure so new staff will be aware of what is eligible and non-eligible transactions for preparing forms. Name(s) of the contact person(s) responsible for corrective action: Shannon Sterling and/or Carlton Brown

Categories

Questioned Costs HUD Housing Programs Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 401543 2023-003
    Significant Deficiency
  • 401544 2023-003
    Significant Deficiency
  • 401545 2023-004
    Significant Deficiency Repeat
  • 401546 2023-004
    Significant Deficiency Repeat
  • 401547 2023-005
    Material Weakness Repeat
  • 401548 2023-005
    Material Weakness Repeat
  • 401549 2023-006
    Significant Deficiency Repeat
  • 401550 2023-006
    Significant Deficiency Repeat
  • 401551 2023-007
    Significant Deficiency Repeat
  • 977985 2023-003
    Significant Deficiency
  • 977986 2023-003
    Significant Deficiency
  • 977987 2023-004
    Significant Deficiency Repeat
  • 977988 2023-004
    Significant Deficiency Repeat
  • 977989 2023-005
    Material Weakness Repeat
  • 977990 2023-005
    Material Weakness Repeat
  • 977991 2023-006
    Significant Deficiency Repeat
  • 977992 2023-006
    Significant Deficiency Repeat
  • 977993 2023-007
    Significant Deficiency Repeat
  • 977994 2023-008
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $38.10M
14.872 Public Housing Capital Fund $4.40M
14.850 Public and Indian Housing $3.32M
14.889 Choice Neighborhoods Implementation Grants $1.87M
14.249 Section 8 Moderate Rehabilitation Single Room Occupancy $108,020