Finding 40111 (2022-002)

-
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-05-23

AI Summary

  • Core Issue: The audit was submitted late to the Federal Audit Clearinghouse, violating compliance requirements.
  • Impacted Requirements: 2 CFR 200.512 mandates submission of the Data Collection Form and audit within specific timeframes.
  • Recommended Follow-Up: Start the audit preparation process in late summer or fall to ensure timely submission in the future.

Finding Text

2022-002 Audit Submitted Late to Federal Clearinghouse (noncompliance) Condition: The audit and Data Collection Form was not submitted to the Federal Audit Clearinghouse (FAC) by the March 31, 2023 deadline. Criteria: 2 CFR 200.512 requires federal award recipients to complete the Data Collection Form and submit a copy of their audit to the Federal Audit Clearinghouse within the earlier of 30 days after receipt of the auditor?s reports or nine months after the end of the audit period. Cause: The organization switched financial officers during the fiscal year which prevented the organization to prepare for their audit in time to meet the federal deadline. Effect: Federal oversight agencies did not receive timely information regarding this recipient. They were not able to conduct their oversight responsibilities in a timely manner. Questioned costs: Not applicable. Auditor?s Recommendation: The organization should consider preparing for and starting the audit process in the late summer or fall in order to have plenty of time to meet the federal deadline. Views of Responsible Officials: To ensure audits get submitted in a timely manner to the Federal Audit Clearinghouse, TLS? current financial officer will start compiling all necessary documentation and schedule an independent audit in late summer or early fall. This will allow TLS to meet the required deadlines.

Corrective Action Plan

To ensure audits get submitted in a timely manner to the Federal Audit Clearinghouse, TLS? current financial officer will start compiling all necessary documentation and schedule an independent audit in late summer or early fall. This will allow TLS to meet the required deadlines.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 40110 2022-001
    Significant Deficiency
  • 616552 2022-001
    Significant Deficiency
  • 616553 2022-002
    -

Programs in Audit

ALN Program Name Expenditures
14.267 Continuum of Care Program $305,831
14.181 Supportive Housing for Persons with Disabilities $75,257
14.231 Emergency Solutions Grant Program $30,789
14.249 Section 8 Moderate Rehabilitation Single Room Occupancy $15,856