Finding 400846 (2023-002)

Significant Deficiency
Requirement
ABEN
Questioned Costs
-
Year
2023
Accepted
2024-06-14
Audit: 308865
Organization: Louisiana Delta Service Corps (LA)
Auditor: Faulk & Winkler

AI Summary

  • Core Issue: Approval processes for living allowance payments were not consistently followed, leading to potential compliance risks.
  • Impacted Requirements: Internal controls under 2 CFR 200.303 and cost reasonableness under 2 CFR 200.404 were not adequately maintained.
  • Recommended Follow-up: Implement and monitor internal controls to ensure proper approval of living allowances as per federal guidelines.

Finding Text

2023-002 Approval of Living Allowance Payments Title and Assistance Listing Number of the Federal Program: ALN 94.006 AmeriCorps State and National and ALN 94.006 COVID 19 - AmeriCorps State and National Year Finding Originated: 2023 Compliance Requirement: 2 CFR 200.303 Internal Controls, 2 CFR 200.404, 45 CFR 2522.230 Name of Federal Agency: Corporation for National and Community Service Pass-through Agency: State of Louisiana/Volunteer Louisiana Questioned Costs: None meeting the reporting threshold of $25,000. Condition: For two out of the thirteen living allowance periods tested, approval of the payroll disbursements was not able to be provided. For one of the thirteen living allowance payroll disbursement periods tested, approval was granted, however, the payment did not appear reasonable, as required by 2 CFR 200.404. In this instance, an individual completed approximately 68% of their hourly commitment in the program but was paid approximately 95% of their annual contracted amount. Our sample was not statistically valid. Criteria: As noted in 2 CFR 200.303 “The non-Federal entity must establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. These internal controls should be in compliance with guidance in “Standards for Internal Control in the Federal Government” issued by the Comptroller General of the United States or the “Internal Control Integrated Framework”, issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO).” As noted in 2 CFR 200.404 “A cost is reasonable if, in its nature and amount, it does not exceed that which would be incurred by a prudent person under the circumstances prevailing at the time the decision was made to incur the cost.” As noted in 45 CFR 2522.230 “An AmeriCorps program may release a participant from completing a term of service for compelling personal circumstances, as determined by the program, or for cause.” Cause: Internal controls over approval of living allowances are not operating effectively. Effect: Disbursements under the program may not have been for allowable purposes. Recommendation: LDSC should ensure internal controls over approval of living allowances are implemented as designed. Views of Responsible Officials: See views of responsible officials on page 29.

Corrective Action Plan

2023-002 Approval of Living Allowance Payments: Management Response: Management will include others on correspondence regarding approval of payroll, which will help detect when an approval of payroll is not made timely. If payroll is not approved before paid, then Management will perform a documented review to ensure payroll payments are proper. Management will also develop a policy to stop living allowance payments timely when a member will not meet their service hour obligation. Responsible Person: Lisa Moore, Executive Director Anticipated Remediation Date: Fiscal year ending August 31, 2024

Categories

Allowable Costs / Cost Principles Reporting Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 400845 2023-001
    Material Weakness Repeat
  • 400847 2023-003
    Significant Deficiency
  • 400848 2023-001
    Material Weakness Repeat
  • 400849 2023-002
    Significant Deficiency
  • 400850 2023-003
    Significant Deficiency
  • 977287 2023-001
    Material Weakness Repeat
  • 977288 2023-002
    Significant Deficiency
  • 977289 2023-003
    Significant Deficiency
  • 977290 2023-001
    Material Weakness Repeat
  • 977291 2023-002
    Significant Deficiency
  • 977292 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
94.006 Americorps $454,577