Finding 400609 (2023-002)

Significant Deficiency
Requirement
AB
Questioned Costs
-
Year
2023
Accepted
2024-06-12

AI Summary

  • Core Issue: There is a significant deficiency in internal controls over compliance with federal award requirements.
  • Impacted Requirements: Lack of documentation for hours charged to the TANF program may hinder compliance with allowable costs and activities.
  • Recommended Follow-Up: Review payroll allocation procedures with staff to ensure proper documentation and retention practices are in place.

Finding Text

Department of Health and Human Services Passed Through Ramsey County Minnesota Family Investment Program Adult Services (MFIP), Federal Financial Assistance Listing 93.558, Award #2301MNTANF, 2023 Temporary Assistance for Needy Families Activities Allowed or Unallowed, Allowable Costs/Cost Principles Significant Deficiency in Internal Control over Compliance Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the entity is managing the federal award in compliance with federal statutes, regulations, and conditions of the federal award. Condition: For one employee tested, documentation was not maintained to support all hours charged to the TANF program. Cause: The Association has designed internal controls over this area; however, the controls were not properly documented. Effect: The condition may affect the Association’s ability to support compliance with allowable activities and costs requirements. Questioned Costs: None reported. Context/Sampling: A nonstatistical sample of 4 employees out of 15 were selected for testing, which accounted for $147,203 of $617,470 of federal program expenditures. Repeat Finding from Prior Year(s): No. Recommendation: We recommend the procedures related to payroll allocations be reviewed with applicable program employees to ensure proper documentation and review is properly supported and the documentation is retained. Views of Responsible Officials: Management agrees with the finding.

Corrective Action Plan

Federal Agency Name: Department of Health and Human Services Pass-Through Entity: Ramsey County Minnesota Assistance Listing Number: 93.558 Program Name: Minnesota Family Investment Program (MFIP) Finding Summary: For one employee tested, documentation was not maintained to support all hours charged to the TANF program. Responsible Individuals: Lisa Gochanour, Accounting Manager – Stephanie Kilian, CFO Corrective Action Plan: For the employee tested the effective date of an employee status change was not clear and was subject to interpretation. We have made changes to ensure that any future documentation has clear beginning and ending dates. This will eliminate confusion of allocable hours in the future. Anticipated Completion Date: Completed. 5/1/2024

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 977051 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $672,653
93.558 Temporary Assistance for Needy Families $617,470
14.267 Continuum of Care Program $232,353