Finding 399952 (2022-005)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2024-06-05
Audit: 308108
Auditor: Sikich LLP

AI Summary

  • Core Issue: An individual received services beyond the allowable eligibility period of 5 years under the federal contract.
  • Impacted Requirements: Compliance with federal contract guidelines regarding service eligibility was not maintained.
  • Recommended Follow-Up: Ensure consistent adherence to policies and procedures to prevent future eligibility violations.

Finding Text

Condition: During our testing of eligibility, it was noted an individual was receiving services under the federal contract beyond the allowable period of eligibility outlined in the program guidance. Criteria: In accordance with the federal contract, clients may not receive services under the federal contract past 5 years from the date of entry. Cause: Principles and procedures were not appropriately adhered to in this instance resulting in services being rendered to an ineligible participant. Effect: An ineffective control system related to ensuring those who become ineligible after entry date are properly removed from the program can lead to noncompliance with law and regulations and possible loss of funding for the related program. Context: We sampled 40 individuals and found 1 exception resulting in 1 ineligible participant. This is a condition identified per review of the Institute’s compliance with specified requirements using a statistically valid sample. Recommendation: We recommend that the Institute ensure its policies and procedures are followed on a consistent basis.

Corrective Action Plan

Management has reaffirmed their commitment to following and enforcing current policies.

Categories

Eligibility

Other Findings in this Audit

  • 399949 2022-001
    Material Weakness
  • 399950 2022-002
    Material Weakness
  • 399951 2022-004
    Significant Deficiency
  • 399953 2022-006
    Significant Deficiency
  • 976391 2022-001
    Material Weakness
  • 976392 2022-002
    Material Weakness
  • 976393 2022-004
    Significant Deficiency
  • 976394 2022-005
    Significant Deficiency
  • 976395 2022-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.566 Refugee Resettlement Social Services Program $584,937
19.510 Reception and Palcement Program $475,266
93.567 Voluntary Agencies Matching Grant Program $471,937
93.576 Preferred Communities Program $307,411
19.510 Afghan Placement and Assistance $213,362
93.576 Resource Specialist $33,347
93.598 Afghan Placement and Assistance $2,961